ALPHA PRINCIPLE Trademark

Trademark Overview


On Wednesday, March 3, 2021, a trademark application was filed for ALPHA PRINCIPLE with the United States Patent and Trademark Office. The USPTO has given the ALPHA PRINCIPLE trademark a serial number of 90558468. The federal status of this trademark filing is REGISTERED as of Tuesday, April 25, 2023. This trademark is owned by Arma Capital Management, LLC. The ALPHA PRINCIPLE trademark is filed in the Insurance & Financial Services category with the following description:

Financial services, namely, investment management services, asset management services, investment advisory services, financial planning services, financial planning advice services, investment fund management services, and management of investment strategies with respect to securities and other financial instruments and products; fund investment consultation; investment of funds for others; mutual fund distribution; mutual fund investment; hedge fund management services, and hedge fund investment services; financial services, namely, investment management services, asset management services, investment advisory services, financial planning services, financial planning advice services, investment fund management services, and management of investment strategies with respect to securities and other financial instruments and products, all of the foregoing rendered in association with environmentally and socially responsible investment strategies
alpha principle

General Information


Serial Number90558468
Word MarkALPHA PRINCIPLE
Filing DateWednesday, March 3, 2021
Status700 - REGISTERED
Status DateTuesday, April 25, 2023
Registration Number7038811
Registration DateTuesday, April 25, 2023
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateNOT AVAILABLE

Trademark Statements


Goods and ServicesFinancial services, namely, investment management services, asset management services, investment advisory services, financial planning services, financial planning advice services, investment fund management services, and management of investment strategies with respect to securities and other financial instruments and products; fund investment consultation; investment of funds for others; mutual fund distribution; mutual fund investment; hedge fund management services, and hedge fund investment services; financial services, namely, investment management services, asset management services, investment advisory services, financial planning services, financial planning advice services, investment fund management services, and management of investment strategies with respect to securities and other financial instruments and products, all of the foregoing rendered in association with environmentally and socially responsible investment strategies

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateWednesday, June 2, 2021
Primary Code036
First Use Anywhere DateFriday, December 31, 2021
First Use In Commerce DateFriday, December 31, 2021

Trademark Owner History


Party NameALPHA PRINCIPLE, LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressEnglewood, CO 80112

Party NameALPHA PRINCIPLE, LLC
Party Type11 - New Owner Before Publication
Legal Entity Type16 - Limited Liability Company
AddressLONE TREE, CO 80124

Party NameArma Capital Management, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressLittleton, CO 80120

Trademark Events


Event DateEvent Description
Wednesday, May 17, 2023APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Wednesday, May 17, 2023TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, May 17, 2023ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Wednesday, May 17, 2023TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Wednesday, May 17, 2023TEAS CHANGE OF OWNER ADDRESS RECEIVED
Tuesday, April 25, 2023NOTICE OF REGISTRATION CONFIRMATION EMAILED
Tuesday, April 25, 2023REGISTERED-SUPPLEMENTAL REGISTER
Thursday, March 23, 2023LAW OFFICE PUBLICATION REVIEW COMPLETED
Friday, March 17, 2023NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED
Thursday, March 16, 2023EXPARTE APPEAL TERMINATED
Thursday, March 16, 2023APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER
Thursday, March 16, 2023USE AMENDMENT ACCEPTED
Wednesday, March 8, 2023AMENDMENT TO USE PROCESSING COMPLETE
Wednesday, February 22, 2023IU INFORMAL RESPONSE RECEIVED
Saturday, March 4, 2023TEAS/EMAIL CORRESPONDENCE ENTERED
Saturday, March 4, 2023CORRESPONDENCE RECEIVED IN LAW OFFICE
Saturday, March 4, 2023TEAS RESPONSE TO OFFICE ACTION RECEIVED
Friday, February 24, 2023TEAS/EMAIL CORRESPONDENCE ENTERED
Friday, February 24, 2023CORRESPONDENCE RECEIVED IN LAW OFFICE
Wednesday, February 22, 2023TEAS RESPONSE TO OFFICE ACTION RECEIVED
Thursday, December 8, 2022USE AFFIDAVIT FAILED FORMALITIES
Tuesday, November 15, 2022USE AMENDMENT FILED
Thursday, December 8, 2022ASSIGNED TO LIE
Monday, December 5, 2022NOTIFICATION OF NON-FINAL ACTION E-MAILED
Monday, December 5, 2022NON-FINAL ACTION E-MAILED
Monday, December 5, 2022NON-FINAL ACTION WRITTEN
Tuesday, November 15, 2022TEAS AMENDMENT OF USE RECEIVED
Tuesday, November 15, 2022TEAS REQUEST FOR RECONSIDERATION RECEIVED
Tuesday, November 15, 2022EX PARTE APPEAL-INSTITUTED
Tuesday, November 15, 2022JURISDICTION RESTORED TO EXAMINING ATTORNEY
Tuesday, November 15, 2022EXPARTE APPEAL RECEIVED AT TTAB
Monday, May 16, 2022NOTIFICATION OF FINAL REFUSAL EMAILED
Monday, May 16, 2022FINAL REFUSAL E-MAILED
Monday, May 16, 2022FINAL REFUSAL WRITTEN
Wednesday, April 13, 2022AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Monday, April 4, 2022TEAS/EMAIL CORRESPONDENCE ENTERED
Sunday, April 3, 2022CORRESPONDENCE RECEIVED IN LAW OFFICE
Sunday, April 3, 2022TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, October 4, 2021NOTIFICATION OF NON-FINAL ACTION E-MAILED
Monday, October 4, 2021NON-FINAL ACTION E-MAILED
Monday, October 4, 2021NON-FINAL ACTION WRITTEN
Monday, October 4, 2021LETTER OF PROTEST EVIDENCE REVIEWED-NO FURTHER ACTION TAKEN
Friday, September 24, 2021ASSIGNED TO EXAMINER
Wednesday, August 18, 2021LETTER OF PROTEST EVIDENCE FORWARDED
Friday, June 4, 2021TEAS AMENDMENT ENTERED BEFORE ATTORNEY ASSIGNED
Friday, June 4, 2021TEAS VOLUNTARY AMENDMENT RECEIVED
Wednesday, June 2, 2021NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Saturday, March 6, 2021NEW APPLICATION ENTERED