| Serial Number | 79176530 |
| Word Mark | ALPHA FINANCIAL MARKETS CONSULTING |
| Filing Date | Friday, June 5, 2015 |
| Status | 707 - PARTIAL SECTION 71 ACCEPTED |
| Status Date | Tuesday, December 19, 2023 |
| Registration Number | 5075665 |
| Registration Date | Tuesday, November 8, 2016 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, August 23, 2016 |
| Description of Mark | The mark consists of the stylized wording "ALPHA FINANCIAL MARKETS CONSULTING" and design. The design consists of a gray circle and within the circle is a small turquoise circle that is partially superimposed on the top right section of the larger circle. The section where the circles meet the color is dark turquoise. To the right of the design is the term "ALPHA" in black. Below the letters "PHA" in "ALPHA" is the wording "FINANCIAL MARKETS CONSULTING" in gray. The term "FINANCIAL" is above the term "MARKETS" which is above the term "CONSULTING". All on a white background. |
| Transformation Information | 76720400 |
| Goods and Services | Computer software for use in information management in the insurance, asset management and wealth management sectors [ ; downloadable electronic publications in the nature of information and thought leadership for the insurance, asset management and wealth management sectors in the form of an electronic newsletter ] |
| Amendment to a Registration/Renewal Certificate | In the statement, in the heading, " International Class 36 " should be deleted. In the statement, page 2, line 12, after services; " business consultancy relating to mergers, alliances and acquisitions; " should be deleted. In the statement, page 2, line 21, after service, " and distribution " should be deleted. |
| Goods and Services | [ Insurance brokerage; investment banking; financial services, namely, consulting to the insurance, asset management and wealth management sectors; financial management; investment, namely, financial planning and investment advisory services regarding financial instrument investments; financial management in the area of capital investment fund and asset management; financial investment management; wealth management; financial management of private equity funds and discretionary wealth management; financial portfolio management; financial advice and information on mergers, alliances and acquisitions; financial information, advice, analysis, research and consultancy relating to the aforesaid ] |
| Indication of Colors claimed | The color(s) gray, white, black, turquoise and dark turquoise is/are claimed as a feature of the mark. |
| Goods and Services | Business and organizational management; business and organizational administration; business, operational and system project and program management, namely, business operational and strategic consulting services; business and organizational strategy planning services; [ business consultancy relating to mergers, alliances and acquisitions; personnel management and recruitment; ] outsourcing, namely, business operational and strategic advisory services; [ human resource management; professional staffing and recruiting services, namely, provision of contractors, namely, recruiting and placing financial services industry specialists; ] business services, namely, evaluating the investment value of product development for purposes of evaluating potential business opportunities, and business consultancy services relating to evaluating the investment value of product management; corporate benchmarking, namely, market intelligence studies relating to the insurance, asset management and wealth management sectors; business consulting relating to sales, client service [ and distribution ] ; business information, advice, analysis, research and consultancy relating to the aforesaid |
| NOT AVAILABLE | "FINANCIAL MARKETS CONSULTING" |
| Goods and Services | Design and development of software and IT; computer software and IT programming; computer software and IT installation, management and updating; product development; IT project and program management, namely, IT implementation, updating, configuration and management services; providing computer software information, advice, analysis, research and consultancy relating to the aforesaid |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | G - NOT AVAILABLE |
| Class Status Date | Tuesday, December 19, 2023 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, November 21, 2015 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | A - Sec. 7(d) - Class(es) in a Multiple Class Registration |
| Class Status Date | Saturday, November 21, 2015 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | G - NOT AVAILABLE |
| Class Status Date | Tuesday, December 19, 2023 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Alpha Financial Markets Consulting UK Ltd |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | London EC2V 7BB GB |
| Party Name | Alpha Financial Markets Consulting Limited |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | GB |
| Party Name | Alpha Financial Markets Consulting Limited |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | GB |
| Event Date | Event Description |
| Wednesday, November 25, 2015 | APPLICATION FILING RECEIPT MAILED |
| Thursday, November 19, 2015 | SN ASSIGNED FOR SECT 66A APPL FROM IB |
| Saturday, November 21, 2015 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, November 21, 2015 | ASSIGNED TO EXAMINER |
| Monday, November 30, 2015 | NON-FINAL ACTION WRITTEN |
| Tuesday, December 1, 2015 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Thursday, December 3, 2015 | REFUSAL PROCESSED BY MPU |
| Thursday, December 3, 2015 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Saturday, December 19, 2015 | REFUSAL PROCESSED BY IB |
| Thursday, May 26, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, May 26, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, May 26, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, June 17, 2016 | FINAL REFUSAL WRITTEN |
| Friday, June 17, 2016 | FINAL REFUSAL E-MAILED |
| Friday, June 17, 2016 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Wednesday, July 6, 2016 | EXAMINERS AMENDMENT -WRITTEN |
| Wednesday, July 6, 2016 | EXAMINERS AMENDMENT E-MAILED |
| Wednesday, July 6, 2016 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Wednesday, July 6, 2016 | EXAMINER'S AMENDMENT ENTERED |
| Monday, July 18, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, August 3, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Wednesday, August 3, 2016 | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB |
| Wednesday, August 3, 2016 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Tuesday, August 23, 2016 | PUBLISHED FOR OPPOSITION |
| Tuesday, August 23, 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Friday, October 21, 2016 | NOTIFICATION OF POSSIBLE OPPOSITION - PROCESSED BY IB |
| Tuesday, November 8, 2016 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, February 8, 2017 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
| Thursday, February 9, 2017 | GENERIC MADRID TRANSACTION CREATED |
| Thursday, February 9, 2017 | GENERIC MADRID TRANSACTION SENT TO IB |
| Friday, June 23, 2017 | FINAL DECISION TRANSACTION PROCESSED BY IB |
| Friday, July 7, 2017 | NEW REPRESENTATIVE AT IB RECEIVED |
| Thursday, September 14, 2017 | LIMITATION OF GOODS RECEIVED FROM IB |
| Monday, November 6, 2017 | TEAS REQUEST FOR TRANSFORMATION RECEIVED |
| Friday, November 10, 2017 | LIMITATION OF GOODS RECEIVED FROM IB |
| Monday, November 27, 2017 | LIMITATION FROM THE IB EXAMINED, NO ACTION IS NEEDED |
| Tuesday, November 28, 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, November 28, 2017 | CORRECTION UNDER SECTION 7 - PROCESSED |
| Tuesday, November 28, 2017 | LIMITATION FROM THE IB EXAMINED AND ENTERED |
| Tuesday, December 5, 2017 | REQUEST FOR TRANSFORMATION PROCESSED - PARTIAL |
| Saturday, July 28, 2018 | PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED |
| Friday, August 3, 2018 | INVALIDATION REVIEWED - NO ACTION REQUIRED BY OFFICE |
| Thursday, July 25, 2019 | NEW REPRESENTATIVE AT IB RECEIVED |
| Friday, December 20, 2019 | CHANGE OF NAME/ADDRESS REC'D FROM IB |
| Friday, December 27, 2019 | NEW REPRESENTATIVE AT IB RECEIVED |
| Friday, November 5, 2021 | NEW REPRESENTATIVE AT IB RECEIVED |
| Monday, November 8, 2021 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED |
| Wednesday, March 9, 2022 | NOTICE OF SUIT |
| Saturday, April 2, 2022 | NEW REPRESENTATIVE AT IB RECEIVED |
| Tuesday, November 1, 2022 | TEAS SECTION 71 RECEIVED |
| Friday, May 19, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Saturday, June 17, 2023 | POST REGISTRATION ACTION MAILED - SEC.71 |
| Tuesday, December 19, 2023 | REGISTERED - PARTIAL SEC 71 ACCEPTED |
| Thursday, December 14, 2023 | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED |
| Tuesday, December 19, 2023 | NOTICE OF ACCEPTANCE OF SEC. 71 - E-MAILED |
| Thursday, December 28, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, December 28, 2023 | TEAS CHANGE OF DOMESTIC REPRESENTATIVES ADDRESS |
| Thursday, December 28, 2023 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Thursday, December 28, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, August 20, 2024 | PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED |
| Thursday, December 28, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Thursday, August 29, 2024 | GENERIC MADRID TRANSACTION SENT TO IB |
| Friday, September 20, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, September 20, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, September 20, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, August 29, 2024 | GENERIC MADRID TRANSACTION CREATED |