| Serial Number | 76720400 |
| Word Mark | ALPHA FINANCIAL MARKETS CONSULTING |
| Filing Date | Friday, June 5, 2015 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, October 29, 2019 |
| Registration Number | 5897372 |
| Registration Date | Tuesday, October 29, 2019 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, January 1, 2019 |
| Description of Mark | The mark consists of the stylized wording "ALPHA FINANCIAL MARKETS CONSULTING" and design. The design consists of a gray circle and within the circle is a small turquoise circle that is partially superimposed on the top right section of the larger circle. The section where the circles meet the color is dark turquoise. To the right of the design is the term "ALPHA" in black. Below the letters "PHA" in "ALPHA" is the wording "FINANCIAL MARKETS CONSULTING" in gray. The term "FINANCIAL" is above the term "MARKETS" which is above the term "CONSULTING". All on a white background. |
| Transformation Information | 79176530 |
| Goods and Services | financial services, namely, consulting to the insurance, asset management and wealth management sectors; financial advice and information on mergers, alliances and acquisitions; financial information, advice, analysis, research and consultancy relating to the aforesaid |
| Indication of Colors claimed | The color(s) gray, white, black, turquoise and dark turquoise is/are claimed as a feature of the mark. |
| Goods and Services | Business consultancy relating to mergers, alliances and acquisitions; business information, advice, analysis, research and consultancy relating to the aforesaid |
| Disclaimer with Predetermined Text | "FINANCIAL MARKETS CONSULTING" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, December 5, 2017 |
| Primary Code | 035 |
| First Use Anywhere Date | Monday, June 15, 2015 |
| First Use In Commerce Date | Monday, June 15, 2015 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, December 5, 2017 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, June 15, 2015 |
| First Use In Commerce Date | Monday, June 15, 2015 |
| Party Name | ALPHA FINANCIAL MARKETS CONSULTING UK LIMITED |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 24 - NOT AVAILABLE |
| Address | LONDON EC2V 7BB GB |
| Party Name | Alpha Financial Markets Consulting Limited |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | London EC2V 7BB GB |
| Party Name | Alpha Financial Markets Consulting Limited |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | London EC2V 7BB GB |
| Party Name | Alpha Financial Markets Consulting Limited |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | London EC2V 7BB GB |
| Event Date | Event Description |
| Wednesday, March 9, 2022 | NOTICE OF SUIT |
| Wednesday, November 27, 2019 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, October 29, 2019 | REGISTERED-PRINCIPAL REGISTER |
| Thursday, September 26, 2019 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Wednesday, September 25, 2019 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, September 12, 2019 | STATEMENT OF USE PROCESSING COMPLETE |
| Wednesday, August 14, 2019 | USE AMENDMENT FILED |
| Thursday, September 12, 2019 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Wednesday, August 14, 2019 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, February 26, 2019 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, January 1, 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, January 1, 2019 | PUBLISHED FOR OPPOSITION |
| Wednesday, December 12, 2018 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Friday, November 23, 2018 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, November 13, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, November 13, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, November 5, 2018 | ASSIGNED TO LIE |
| Friday, October 26, 2018 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, May 1, 2018 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, May 1, 2018 | NON-FINAL ACTION E-MAILED |
| Tuesday, May 1, 2018 | NON-FINAL ACTION WRITTEN |
| Tuesday, April 10, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, April 9, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, April 9, 2018 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, April 6, 2018 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, April 6, 2018 | NON-FINAL ACTION E-MAILED |
| Friday, April 6, 2018 | NON-FINAL ACTION WRITTEN |
| Monday, December 11, 2017 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, December 11, 2017 | NON-FINAL ACTION E-MAILED |
| Monday, December 11, 2017 | NON-FINAL ACTION WRITTEN |
| Saturday, December 9, 2017 | APPLICATION FILING RECEIPT MAILED |
| Tuesday, December 5, 2017 | ASSIGNED TO EXAMINER |
| Tuesday, December 5, 2017 | REQUEST FOR TRANSFORMATION PROCESSED - PARTIAL |
| Tuesday, December 5, 2017 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |