| Serial Number | 79176529 |
| Word Mark | ALPHA |
| Filing Date | Friday, June 5, 2015 |
| Status | 708 - PARTIAL SECTION 71 & 15 ACCEPTED AND ACKNOWLEDGED |
| Status Date | Wednesday, January 31, 2024 |
| Registration Number | 5075664 |
| Registration Date | Tuesday, November 8, 2016 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, August 23, 2016 |
| Description of Mark | The mark consists of the stylized term "ALPHA" and design. The design consists of a gray circle and within the circle is a small turquoise circle that is partially superimposed on the top right section of the larger circle. The section where the circles meet the color is dark turquoise. To the right of the design is the term "ALPHA" in black. All on a white background. |
| Goods and Services | [ Computer software for use in information management in the insurance, asset management and wealth management sectors; downloadable electronic publications in the nature of information and thought leadership for the insurance, asset management and wealth management sectors in the form of an electronic newsletter ] |
| Transformation Information | 76720412 |
| Amendment to a Registration/Renewal Certificate | In the statement, ""none of the foregoing in the field of healthcare" is inserted at end of the class 35. |
| Certificate of Correction for Registration | In the statement, page 1, line 12, after services; " business consultancy relating to mergers, alliances and acquisitions; " should be deleted. In the statement, page 1, line 21, " and distribution " should be deleted. In the statement, in the heading, " International Class 36 " should be deleted. |
| Goods and Services | [ Insurance brokerage; investment banking; financial services, namely, consulting to the insurance, asset management and wealth management sectors; financial management; investment, namely, financial planning and investment advisory services regarding financial instrument investments; financial management in the area of capital investment fund and asset management; financial investment management; wealth management; financial management of private equity funds and discretionary wealth management; financial portfolio management; financial advice and information on mergers, alliances and acquisitions; financial information, advice, analysis, research and consultancy relating to the aforesaid ] |
| Indication of Colors claimed | The color(s) gray, white, black, turquoise and dark turquoise is/are claimed as a feature of the mark. |
| Goods and Services | Business and organizational management; business and organizational administration; business, operational and system project and program management, namely, business operational and strategic consulting services; business and organizational strategy planning services; [ business consultancy relating to mergers, alliances and acquisitions; personnel management and recruitment; ] outsourcing, namely, business operational and strategic advisory services; human resource management; [ professional staffing and recruiting services, namely, provision of contractors, namely, recruiting and placing financial services industry specialists; ] business services, namely, evaluating the investment value of product development for purposes of evaluating potential business opportunities, and business consultancy services relating to evaluating the investment value of product management; corporate benchmarking, namely, market intelligence studies relating to the insurance, asset management and wealth management sectors; business consulting relating to sales, client service [ and distribution ]; business information, advice, analysis, research and consultancy relating to the aforesaid; * none of the foregoing in the field of healthcare * |
| Goods and Services | Design and development of software and IT; computer software and IT programming; computer software and IT installation, management and updating; product development; IT project and program management, namely, IT implementation, updating, configuration and management services; providing computer software information, advice, analysis, research and consultancy relating to the aforesaid |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | G - NOT AVAILABLE |
| Class Status Date | Wednesday, January 31, 2024 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, November 21, 2015 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | A - Sec. 7(d) - Class(es) in a Multiple Class Registration |
| Class Status Date | Saturday, November 21, 2015 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Saturday, November 21, 2015 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Alpha Financial Markets Consulting UK Ltd |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | London EC2V 7BB GB |
| Party Name | Alpha Financial Markets Consulting Limited |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | GB |
| Party Name | Alpha Financial Markets Consulting Limited |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | GB |
| Event Date | Event Description |
| Thursday, February 1, 2024 | NOTICE OF ACCEPTANCE OF SEC. 71 & 15 - E-MAILED |
| Wednesday, January 31, 2024 | REGISTERED - PARTIAL SEC. 71 ACCEPTED & SEC. 15 ACK. |
| Saturday, January 27, 2024 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, January 24, 2024 | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED |
| Tuesday, August 1, 2023 | SEC. 15 ACKNOWLEDGEMENT - E-MAILED |
| Monday, July 31, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, July 31, 2023 | AFFIDAVIT UNDER SECT 15 ABANDONED |
| Monday, July 31, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, July 31, 2023 | REGISTERED - SEC. 15 ACKNOWLEDGED |
| Monday, July 31, 2023 | POST REGISTRATION ACTION MAILED - SEC. 71 & 15 |
| Monday, July 31, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, July 28, 2023 | PETITION TO DIRECTOR GRANTED |
| Wednesday, July 19, 2023 | ASSIGNED TO PETITION STAFF |
| Tuesday, May 2, 2023 | TEAS SECTION 15 RECEIVED |
| Wednesday, March 29, 2023 | TEAS PETITION TO DIRECTOR RECEIVED |
| Tuesday, November 1, 2022 | TEAS SECTION 71 & 15 RECEIVED |
| Friday, September 23, 2022 | INVALIDATION REVIEWED - NO ACTION REQUIRED BY OFFICE |
| Thursday, August 11, 2022 | PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED |
| Saturday, April 2, 2022 | NEW REPRESENTATIVE AT IB RECEIVED |
| Saturday, December 11, 2021 | AMENDMENT UNDER SECTION 7 - PROCESSED |
| Tuesday, December 7, 2021 | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED |
| Tuesday, November 23, 2021 | POST REGISTRATION ACTION MAILED - SEC. 7 |
| Saturday, November 13, 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, November 8, 2021 | COURTESY REMINDER - SEC. 71 (6-YR) E-MAILED |
| Friday, November 5, 2021 | NEW REPRESENTATIVE AT IB RECEIVED |
| Monday, June 21, 2021 | TEAS SECTION 7 REQUEST RECEIVED |
| Friday, December 27, 2019 | NEW REPRESENTATIVE AT IB RECEIVED |
| Friday, December 20, 2019 | CHANGE OF NAME/ADDRESS REC'D FROM IB |
| Thursday, July 25, 2019 | NEW REPRESENTATIVE AT IB RECEIVED |
| Monday, August 27, 2018 | INVALIDATION REVIEWED - NO ACTION REQUIRED BY OFFICE |
| Sunday, August 5, 2018 | PARTIAL INVALIDATION OF REG EXT PROTECTION CREATED |
| Friday, December 15, 2017 | REQUEST FOR TRANSFORMATION PROCESSED - PARTIAL |
| Wednesday, December 6, 2017 | LIMITATION FROM THE IB EXAMINED AND ENTERED |
| Tuesday, December 5, 2017 | CORRECTION UNDER SECTION 7 - PROCESSED |
| Tuesday, December 5, 2017 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, November 28, 2017 | LIMITATION FROM THE IB EXAMINED, NO ACTION IS NEEDED |
| Friday, November 10, 2017 | LIMITATION OF GOODS RECEIVED FROM IB |
| Monday, November 6, 2017 | TEAS REQUEST FOR TRANSFORMATION RECEIVED |
| Thursday, September 14, 2017 | LIMITATION OF GOODS RECEIVED FROM IB |
| Friday, June 23, 2017 | FINAL DECISION TRANSACTION PROCESSED BY IB |
| Thursday, April 20, 2017 | NEW REPRESENTATIVE AT IB RECEIVED |
| Friday, February 10, 2017 | GENERIC MADRID TRANSACTION SENT TO IB |
| Friday, February 10, 2017 | GENERIC MADRID TRANSACTION CREATED |
| Wednesday, February 8, 2017 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
| Tuesday, November 8, 2016 | REGISTERED-PRINCIPAL REGISTER |
| Sunday, October 16, 2016 | NOTIFICATION OF POSSIBLE OPPOSITION - PROCESSED BY IB |
| Tuesday, August 23, 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, August 23, 2016 | PUBLISHED FOR OPPOSITION |
| Wednesday, August 3, 2016 | NOTIFICATION OF POSSIBLE OPPOSITION SENT TO IB |
| Wednesday, August 3, 2016 | NOTICE OF START OF OPPOSITION PERIOD CREATED, TO BE SENT TO IB |
| Wednesday, August 3, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Thursday, July 14, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, July 6, 2016 | EXAMINER'S AMENDMENT ENTERED |
| Wednesday, July 6, 2016 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Wednesday, July 6, 2016 | EXAMINERS AMENDMENT E-MAILED |
| Wednesday, July 6, 2016 | EXAMINERS AMENDMENT -WRITTEN |
| Friday, June 17, 2016 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Friday, June 17, 2016 | FINAL REFUSAL E-MAILED |
| Friday, June 17, 2016 | FINAL REFUSAL WRITTEN |
| Thursday, May 26, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, May 26, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, May 26, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Saturday, December 19, 2015 | REFUSAL PROCESSED BY IB |
| Thursday, December 3, 2015 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Thursday, December 3, 2015 | REFUSAL PROCESSED BY MPU |
| Tuesday, December 1, 2015 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Monday, November 30, 2015 | NON-FINAL ACTION WRITTEN |
| Wednesday, November 25, 2015 | APPLICATION FILING RECEIPT MAILED |
| Saturday, November 21, 2015 | ASSIGNED TO EXAMINER |
| Saturday, November 21, 2015 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, November 19, 2015 | SN ASSIGNED FOR SECT 66A APPL FROM IB |