| Serial Number | 88536633 |
| Word Mark | ALLWORTH FINANCIAL |
| Filing Date | Thursday, July 25, 2019 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, May 4, 2021 |
| Registration Number | 6342381 |
| Registration Date | Tuesday, May 4, 2021 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, March 3, 2020 |
| Goods and Services | Educational services, namely, providing seminars, webinars, courses, workshops, and podcasts in the fields of retirement planning, financial planning, financial information, life in retirement living, investments, and money management; Educational and entertainment services, namely, a continuing program about retirement planning, financial planning, financial information, investments, and money management accessible by radio and podcast; Entertainment services, namely, providing an ongoing radio program in the fields of retirement planning, financial planning, financial information, investments, and money management |
| Description of Mark | The mark consists of arrow shapes in a circular design pointing to a circle in the middle to the left of the term "allworth" all above the word "FINANCIAL". |
| Goods and Services | Downloadable electronic newsletters in the fields of retirement planning, financial planning, financial information, investments, life in retirement living, and money management; Downloadable computer software application for providing financial information in the nature of investment, retirement, and financial information, assessments, planning, and management tools; Downloadable mobile software application for providing financial information in the nature of investment, retirement, and financial information, assessments, planning, and management tools; downloadable podcasts in the fields of retirement planning, financial planning, financial information, investments, life in retirement living, and money management; downloadable video recordings in the fields of retirement planning, financial planning, financial information, investments, life in retirement living, and money management |
| Goods and Services | Financial planning for retirement; Financial retirement plan consulting services; Investment advisory services; Investment management services; Providing information and research in the field of finance and financial investments; Securities brokerage services; Investment brokerage; Financial services in the nature of analysis, consultation and forecasting, investment management, financial planning, retirement planning, portfolio analysis and management, estate planning consultation, risk management, brokerage services, trust and inheritance planning |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Tax preparation; Tax planning, advice, information, and consultancy services; Accounting services; Bookkeeping |
| Disclaimer with Predetermined Text | "FINANCIAL" |
| Goods and Services | Providing temporary use of online, non-downloadable software for providing financial information in the nature of investment, retirement, and financial information, assessments, planning, and management tools |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, August 2, 2019 |
| Primary Code | 009 |
| First Use Anywhere Date | Saturday, April 27, 2019 |
| First Use In Commerce Date | Saturday, April 27, 2019 |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, August 2, 2019 |
| Primary Code | 035 |
| First Use Anywhere Date | Saturday, April 27, 2019 |
| First Use In Commerce Date | Saturday, April 27, 2019 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, August 2, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | Saturday, April 27, 2019 |
| First Use In Commerce Date | Saturday, April 27, 2019 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, August 2, 2019 |
| Primary Code | 041 |
| First Use Anywhere Date | Saturday, April 27, 2019 |
| First Use In Commerce Date | Saturday, April 27, 2019 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, August 2, 2019 |
| Primary Code | 042 |
| First Use Anywhere Date | Saturday, April 27, 2019 |
| First Use In Commerce Date | Saturday, April 27, 2019 |
| Party Name | ALLWORTH FINANCIAL GROUP, L.P. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | SACRAMENTO, CA 95826 |
| Party Name | ALLWORTH FINANCIAL GROUP, L.P. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 13 - Limited Partnership |
| Address | SACRAMENTO, CA 95826 |
| Party Name | ALLWORTH FINANCIAL GROUP, L.P. |
| Party Type | 11 - New Owner Before Publication |
| Legal Entity Type | 13 - Limited Partnership |
| Address | SACRAMENTO, CA 95826 |
| Party Name | Hanson McClain Group, L.P |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Sacramento, CA 95826 |
| Event Date | Event Description |
| Thursday, July 20, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, July 20, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, July 20, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, May 4, 2021 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, March 30, 2021 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Monday, March 29, 2021 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Friday, March 12, 2021 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, March 12, 2021 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, March 12, 2021 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, October 6, 2020 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, March 10, 2021 | ASSIGNED TO LIE |
| Tuesday, December 8, 2020 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, October 6, 2020 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, October 2, 2020 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Friday, October 2, 2020 | NON-FINAL ACTION E-MAILED |
| Friday, October 2, 2020 | SU - NON-FINAL ACTION - WRITTEN |
| Friday, September 25, 2020 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, September 10, 2020 | USE AMENDMENT FILED |
| Friday, September 25, 2020 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Thursday, September 10, 2020 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, April 28, 2020 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, March 3, 2020 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, March 3, 2020 | PUBLISHED FOR OPPOSITION |
| Wednesday, February 12, 2020 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Monday, January 27, 2020 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, December 19, 2019 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, December 19, 2019 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, December 19, 2019 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, December 18, 2019 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, October 22, 2019 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, October 22, 2019 | NON-FINAL ACTION E-MAILED |
| Tuesday, October 22, 2019 | NON-FINAL ACTION WRITTEN |
| Thursday, October 17, 2019 | ASSIGNED TO EXAMINER |
| Tuesday, October 1, 2019 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, October 1, 2019 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Saturday, August 3, 2019 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Friday, August 2, 2019 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Monday, July 29, 2019 | NEW APPLICATION ENTERED |