| Serial Number | 99520596 |
| Word Mark | ALLIANCE INVESTMENT & SECURITIES |
| Filing Date | Friday, November 28, 2025 |
| Status | 638 - NEW APPLICATION - ASSIGNED TO EXAMINER |
| Status Date | Tuesday, March 31, 2026 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | NOT AVAILABLE |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Description of Mark | The mark consists of The mark consists of a stylized hexagonal geometric design forming an open “C”-shape to the left, followed by the word “Alliance” in bold stylized lettering. To the right of “Alliance,” the wording “Investment & Securities” appears in smaller stylized lettering. No claim is made to the colors shown in the mark. |
| Goods and Services | Software as a service (SaaS) enabling issuance, lifecycle management, compliance monitoring, eKYC/AML onboarding, audit logging, and document generation for investment instruments including Shariah-compliant Premium R-Shares. |
| Goods and Services | Equity crowdfunding services; financial investment services; providing an online platform for issuing, managing, and settling Shariah-compliant redeemable premium shares; investor-issuer matching; and related financial technology services. |
| Pseudo Mark | ALLIANCE INVESTMENT AND SECURITIES |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, November 28, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, November 28, 2025 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Alliance Investment & Securities LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | SACRAMENTO, CA 95811 US |
| Event Date | Event Description |
| Friday, November 28, 2025 | NEW APPLICATION ENTERED |
| Friday, November 28, 2025 | APPLICATION FILING RECEIPT MAILED |
| Sunday, March 29, 2026 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Sunday, March 29, 2026 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Tuesday, March 31, 2026 | ASSIGNED TO EXAMINER |