| Serial Number | 86857010 |
| Word Mark | ALEX BROWN |
| Filing Date | Tuesday, December 22, 2015 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Monday, September 16, 2024 |
| Registration Number | 5423907 |
| Registration Date | Tuesday, March 13, 2018 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, November 15, 2016 |
| Goods and Services | financial and investment services, namely, investment banking services; financial asset management; securities trading in the nature of trading securities, securities options, commodities, corporate debt and equity, government and municipal securities, and futures and forwards contracts; investment brokerage and financial advisory services; distribution of securities; customer financing and securities lending activities, namely, securities brokerage and loan financing; investment management and investment advisory services; securities research; insurance and financial services, namely, annuity underwriting, annuity administration, financial management and brokerage services for all types of annuities; investment of funds for others; investment consultation, investment management, investment brokerage, and investment advisory services; investment advice; financial investment in the fields of annuities; financial planning, and management services in the fields of annuities investment management services; merchant banking services; financial services, namely, financing services |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, January 4, 2016 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, December 31, 1804 |
| First Use In Commerce Date | Monday, December 31, 1804 |
| Party Name | Raymond James Financial, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 11 - Company |
| Address | St. Petersburg, FL 33716 |
| Party Name | Raymond James Financial, Inc. |
| Party Type | 21 - New Owner After Publication |
| Legal Entity Type | 11 - Company |
| Address | St. Petersburg, FL 33716 |
| Party Name | Alex Brown, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Greenwich, CT 06830 |
| Party Name | Alex Brown, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Greenwich, CT 06830 |
| Event Date | Event Description |
| Monday, April 11, 2016 | ASSIGNED TO EXAMINER |
| Monday, December 28, 2015 | NEW APPLICATION ENTERED |
| Monday, January 4, 2016 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, March 18, 2016 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED |
| Friday, March 18, 2016 | WITHDRAWAL OF ATTORNEY GRANTED |
| Wednesday, October 26, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, November 15, 2016 | PUBLISHED FOR OPPOSITION |
| Thursday, April 14, 2016 | NON-FINAL ACTION WRITTEN |
| Thursday, April 14, 2016 | NON-FINAL ACTION MAILED |
| Monday, September 12, 2016 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, September 12, 2016 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, September 30, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, September 30, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, September 30, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, October 4, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, December 13, 2016 | EXTENSION OF TIME TO OPPOSE RECEIVED |
| Tuesday, July 4, 2017 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Wednesday, January 17, 2018 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Tuesday, November 15, 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Wednesday, March 29, 2017 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Tuesday, May 2, 2017 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, May 2, 2017 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Thursday, May 25, 2017 | EXTENSION OF TIME TO OPPOSE PROCESS - TERMINATED |
| Thursday, January 4, 2018 | TEAS STATEMENT OF USE RECEIVED |
| Thursday, January 4, 2018 | USE AMENDMENT FILED |
| Thursday, February 8, 2018 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Friday, March 8, 2024 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, September 16, 2024 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, September 16, 2024 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Monday, September 16, 2024 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Monday, March 13, 2023 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Thursday, January 18, 2018 | STATEMENT OF USE PROCESSING COMPLETE |
| Wednesday, February 7, 2018 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, March 13, 2018 | REGISTERED-PRINCIPAL REGISTER |