AL FRANK Trademark

Trademark Overview


On Wednesday, January 24, 2007, a trademark application was filed for AL FRANK with the United States Patent and Trademark Office. The USPTO has given the AL FRANK trademark a serial number of 77090227. The federal status of this trademark filing is REGISTERED AND RENEWED as of Friday, January 11, 2019. This trademark is owned by Al Frank Asset Management, Inc.. The AL FRANK trademark is filed in the Insurance & Financial Services category with the following description:

financial services, namely, providing investment consulting, management and reporting services for others; management of capital investment funds
al frank

General Information


Serial Number77090227
Word MarkAL FRANK
Filing DateWednesday, January 24, 2007
Status800 - REGISTERED AND RENEWED
Status DateFriday, January 11, 2019
Registration Number3458808
Registration DateTuesday, July 1, 2008
Mark Drawing3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s)
Published for Opposition DateTuesday, October 2, 2007

Trademark Statements


Description of MarkThe mark consists of a an image of five stones of differing incremental sizes stacked on top of one another and the words "AL FRANK".
Amendment to a Registration/Renewal CertificateThe drawing is amended to appear as follows: PUBLISH CUT In the statement, Column 2, lines 3-7, are deleted, and "The mark consists of a an image of five stones of differing incremental sizes stacked on top of one another and the words "AL FRANK". is inserted.
Goods and Servicesfinancial services, namely, providing investment consulting, management and reporting services for others; management of capital investment funds
Indication of Colors claimedColor is not claimed as a feature of the mark.

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateMonday, January 29, 2007
Primary Code036
First Use Anywhere DateSaturday, June 30, 2007
First Use In Commerce DateSaturday, June 30, 2007

Trademark Owner History


Party NameKOVITZ INVESTMENT GROUP PARTNERS, LLC
Party Type32 - New Owner After Registration
Legal Entity Type16 - Limited Liability Company
AddressCHICAGO, IL 60603

Party NameAFAM CAPITAL, INC.
Party Type31 - New Owner After Registration
Legal Entity Type03 - Corporation
AddressAUSTIN, TX 78738

Party NameAl Frank Asset Management, Inc.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressLaguna Beach, CA 92651

Party NameAl Frank Asset Management, Inc.
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressLaguna Beach, CA 92651

Party NameAl Frank Asset Management, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressLaguna Beach, CA 92651

Trademark Events


Event DateEvent Description
Tuesday, January 30, 2007NOTICE OF DESIGN SEARCH CODE MAILED
Monday, January 29, 2007NEW APPLICATION ENTERED
Wednesday, September 12, 2007NOTICE OF PUBLICATION
Friday, May 11, 2007ASSIGNED TO EXAMINER
Saturday, May 12, 2007NON-FINAL ACTION WRITTEN
Saturday, May 12, 2007NON-FINAL ACTION E-MAILED
Thursday, July 12, 2007TEAS RESPONSE TO OFFICE ACTION RECEIVED
Thursday, July 12, 2007CORRESPONDENCE RECEIVED IN LAW OFFICE
Thursday, July 12, 2007TEAS/EMAIL CORRESPONDENCE ENTERED
Wednesday, July 18, 2007APPROVED FOR PUB - PRINCIPAL REGISTER
Tuesday, August 28, 2007ASSIGNED TO LIE
Tuesday, August 28, 2007LAW OFFICE PUBLICATION REVIEW COMPLETED
Wednesday, July 17, 2013TEAS SECTION 8 & 15 RECEIVED
Tuesday, October 2, 2007PUBLISHED FOR OPPOSITION
Tuesday, December 25, 2007NOA MAILED - SOU REQUIRED FROM APPLICANT
Thursday, April 17, 2008TEAS STATEMENT OF USE RECEIVED
Thursday, April 17, 2008USE AMENDMENT FILED
Monday, May 19, 2008STATEMENT OF USE PROCESSING COMPLETE
Thursday, May 22, 2008ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Friday, May 23, 2008LAW OFFICE REGISTRATION REVIEW COMPLETED
Tuesday, July 1, 2008REGISTERED-PRINCIPAL REGISTER
Friday, June 10, 2011TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, October 10, 2018AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Wednesday, November 28, 2018TEAS SECTION 7 REQUEST RECEIVED
Friday, January 11, 2019AMENDMENT UNDER SECTION 7 - PROCESSED
Wednesday, July 24, 2013AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Monday, July 29, 2013CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Monday, July 29, 2013REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Monday, July 29, 2013NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Saturday, July 1, 2017COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Monday, December 17, 2018TEAS SECTION 8 & 9 RECEIVED
Monday, January 7, 2019CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Friday, January 11, 2019REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Friday, January 11, 2019REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Friday, January 11, 2019NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Monday, March 11, 2019TEAS SECTION 7 REQUEST RECEIVED
Wednesday, April 24, 2019FAX RECEIVED
Thursday, June 13, 2019AMENDMENT UNDER SECTION 7 - PROCESSED
Friday, July 12, 2019REVIEW OF CORRESPONDENCE COMPLETE - INFORMATION MADE OF RECORD
Tuesday, September 24, 2024TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, September 24, 2024TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, September 24, 2024ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED