| Serial Number | 88335979 |
| Word Mark | AIX ALTERNATIVE INVESTMENT EXCHANGE |
| Filing Date | Tuesday, March 12, 2019 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, October 22, 2019 |
| Registration Number | 5889373 |
| Registration Date | Tuesday, October 22, 2019 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, August 6, 2019 |
| Description of Mark | The mark consists of a shaded square shape comprised of a square and two other polygons with transparent lines dividing the square. There are two lines creating corners with a shaded circle on one end on opposite corners of the square. The wording "AIX ALTERNATIVE INVESTMENT EXCHANGE" is to the right of the design. |
| Goods and Services | Investment of funds for others; management of investment of funds for others; investment management services; business development company funding services to small and mid-sized businesses in the nature of Venture capital financing; business development company services, namely, providing financing to small and mid-sized businesses in the nature of Venture capital financing; business development company funding services to small and mid-sized businesses in the nature of Venture capital financing; business development company fund management in the nature of Venture capital fund management; mutual fund brokerage, distribution in the nature of Mutual fund distribution, investment in the nature of Mutual fund investment; investment administration in the nature of Annuity services, namely, account and investment administration, and management of mutual funds; financial portfolio and investment management; investment advisory services; investment consultation; financial asset management; fund investment consultation; funds investment; asset allocation services in the nature of Investment consultation; financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; trading of stocks, mutual funds, bonds, annuities and securities of others via the internet, namely, investment of funds for others and management of investment of funds for others |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| NOT AVAILABLE | "ALTERNATIVE INVESTMENT EXCHANGE" |
| Goods and Services | Computer services, namely, creating an on-line virtual environment for trading of stocks, mutual funds, bonds, annuities and securities |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, April 2, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, March 11, 2019 |
| First Use In Commerce Date | Monday, March 11, 2019 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, April 2, 2019 |
| Primary Code | 042 |
| First Use Anywhere Date | Monday, March 11, 2019 |
| First Use In Commerce Date | Monday, March 11, 2019 |
| Party Name | Franklin Square Holdings, L.P. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Philadelphia, PA 19112 |
| Party Name | Franklin Square Holdings, L.P. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Philadelphia, PA 19112 |
| Party Name | Franklin Square Holdings, L.P. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Philadelphia, PA 19112 |
| Event Date | Event Description |
| Friday, March 15, 2019 | NEW APPLICATION ENTERED |
| Tuesday, May 28, 2019 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, April 2, 2019 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Wednesday, April 3, 2019 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Tuesday, May 21, 2019 | ASSIGNED TO EXAMINER |
| Friday, May 24, 2019 | NON-FINAL ACTION WRITTEN |
| Friday, May 24, 2019 | NON-FINAL ACTION E-MAILED |
| Friday, May 24, 2019 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, May 29, 2019 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, June 3, 2019 | ASSIGNED TO LIE |
| Tuesday, May 28, 2019 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, June 25, 2019 | PRIORITY ACTION WRITTEN |
| Saturday, June 29, 2019 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, June 4, 2019 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, June 4, 2019 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, June 25, 2019 | PRIORITY ACTION E-MAILED |
| Tuesday, June 25, 2019 | NOTIFICATION OF PRIORITY ACTION E-MAILED |
| Friday, June 28, 2019 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, June 28, 2019 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, July 2, 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, July 17, 2019 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, October 22, 2019 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, August 6, 2019 | PUBLISHED FOR OPPOSITION |
| Tuesday, August 6, 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Wednesday, October 30, 2024 | TEAS SECTION 8 & 15 RECEIVED |
| Tuesday, October 22, 2024 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |