| Serial Number | 87954464 |
| Word Mark | AIX ALTERNATIVE INVESTMENT EXCHANGE |
| Filing Date | Friday, June 8, 2018 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Friday, November 15, 2024 |
| Registration Number | 5765361 |
| Registration Date | Tuesday, May 28, 2019 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, January 15, 2019 |
| Goods and Services | Investment of funds for others; management of investment of funds for others; investment management services; business development company funding services to small and mid-sized businesses in the nature of Venture capital financing; business development company services, namely, providing financing to small and mid-sized businesses in the nature of Venture capital financing; business development company funding services to small and mid-sized businesses in the nature of Venture capital financing; business development company fund management in the nature of Venture capital fund management; mutual fund brokerage, distribution in the nature of Mutual fund distribution, investment in the nature of Mutual fund investment; investment administration in the nature of Annuity services, namely, account and investment administration, and management of mutual funds; financial portfolio and investment management; investment advisory services; investment consultation; financial asset management; fund investment consultation; funds investment; asset allocation services in the nature of Investment consultation; financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; trading of stocks, mutual funds, bonds, annuities and securities of others via the internet, namely, investment of funds for others and management of investment of funds for others |
| NOT AVAILABLE | "ALTERNATIVE INVESTMENT EXCHANGE" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, June 15, 2018 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, March 11, 2019 |
| First Use In Commerce Date | Monday, March 11, 2019 |
| Party Name | Franklin Square Holdings, L.P. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Philadelphia, PA 19112 |
| Party Name | Franklin Square Holdings, L.P. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Philadelphia, PA 19104 |
| Party Name | Franklin Square Holdings, L.P. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 13 - Limited Partnership |
| Address | Philadelphia, PA 19104 |
| Event Date | Event Description |
| Tuesday, June 12, 2018 | NEW APPLICATION ENTERED |
| Tuesday, September 25, 2018 | ASSIGNED TO EXAMINER |
| Monday, November 19, 2018 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, June 15, 2018 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Wednesday, October 3, 2018 | NON-FINAL ACTION E-MAILED |
| Wednesday, October 3, 2018 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, October 3, 2018 | NON-FINAL ACTION WRITTEN |
| Friday, November 16, 2018 | EXAMINERS AMENDMENT -WRITTEN |
| Friday, November 16, 2018 | EXAMINERS AMENDMENT E-MAILED |
| Friday, November 16, 2018 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Friday, November 16, 2018 | EXAMINER'S AMENDMENT ENTERED |
| Tuesday, January 15, 2019 | PUBLISHED FOR OPPOSITION |
| Friday, December 7, 2018 | ASSIGNED TO LIE |
| Wednesday, December 26, 2018 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, January 15, 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, March 12, 2019 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, March 12, 2019 | USE AMENDMENT FILED |
| Tuesday, March 12, 2019 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Monday, April 22, 2019 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, March 28, 2019 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Friday, March 29, 2019 | STATEMENT OF USE PROCESSING COMPLETE |
| Tuesday, May 28, 2019 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, May 28, 2024 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Thursday, May 30, 2024 | TEAS SECTION 8 & 15 RECEIVED |
| Friday, November 15, 2024 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, November 15, 2024 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Friday, November 15, 2024 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Tuesday, April 23, 2019 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Tuesday, May 28, 2019 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, May 28, 2019 | REGISTERED-PRINCIPAL REGISTER |