| Serial Number | 99289008 |
| Word Mark | AGENT ALFA |
| Filing Date | Thursday, July 17, 2025 |
| Status | 661 - RESPONSE AFTER NON-FINAL ACTION - ENTERED |
| Status Date | Wednesday, January 7, 2026 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | NOT AVAILABLE |
| Goods and Services | Software as a service platform (SAAS) featuring online non-downloadable software using artificial intelligence, machine learning, and deep learning for providing trading strategies in the field of the trading of equities; Design, installation and maintenance of computer software for others for use in the trading of equities; providing on-line, non-downloadable, Internet-based software for use in the trading of equities; providing on-line, non-downloadable, Internet-based software for providing an online trading platform for financial securities; SAAS services featuring software using artificial intelligence, machine learning, and deep learning for providing a digital platform for the managing, developing, tracking, analyzing, reporting on, maintaining, issuing, viewing, trading, listing, exchanging, transferring, brokering, investing in, redeeming, storing and managing investments and equities; SAAS featuring computer software platforms for providing a digital platform for the hosting, managing, developing, tracking, analyzing, reporting, maintaining, issuing, viewing, trading, listing, exchanging, transferring, brokering, investing, redeeming, storing, managing and navigating of investments, equities, and for asset management, investment of assets in equities; SAAS services featuring software using artificial intelligence, machine learning, and deep learning for providing a digital platform for hosting financial information and for managing, tracking, analyzing, reporting on, issuing, viewing, trading, listing, exchanging, transferring, brokering, investing in, redeeming, and managing investments and equities; SAAS services featuring software using artificial intelligence, machine learning, and deep learning for providing a digital platform for tracking, analyzing, and reporting on asset management; SAAS services featuring software using artificial intelligence, machine learning, and deep learning for providing a digital platform for managing, tracking, analyzing, reporting on, viewing, trading, listing, exchanging, transferring, brokering, redeeming, and managing investment of assets in equities |
| Goods and Services | Downloadable computer software, platforms and mobile apps using artificial intelligence, machine learning, and deep learning for processing equity transactions; downloadable software for financial management; downloadable computer software for analyzing and managing private investments, portfolios and markets for investors, private banks and asset managers; downloadable mobile apps for analyzing and managing private investments, portfolios and markets for investors, private banks and asset managers; downloadable computer software for use in financial services applications, namely, for portfolio optimization and construction, risk management and risk model construction; downloadable mobile apps for use in financial services applications, namely, for equity portfolio optimization and construction, risk management and risk model construction; downloadable computer software used to analyze and manage portfolios of top-tier private markets and private equity funds; downloadable computer software for data processing and distribution of information in relation to investments, asset management, investment of assets in equities, capital markets and private equity; downloadable computer application software for analyzing and managing private investments, portfolios and markets for use by professionals in the investment management industry; downloadable computer software, namely, a portfolio management construction tool to build financial investment portfolio; downloadable collaboration management software platform for managing financial investments. |
| Goods and Services | Business advisory services; Business advisory services relating to equities; business management and administration relating to the field of investment and financial affairs; Marketing services in the field of finance; providing business information in relation to investments, asset management, investment of assets in equities |
| Goods and Services | Electronic financial trading services featuring software using artificial intelligence, machine learning, and deep learning; Financial services, namely, providing algorithmic automated financial trading services, providing an algorithmic equity trading platform and automated investment management services; Financial information, advice, consultancy and management services relating to investments, financial asset management, investment of assets in equities, capital markets and private equity; financial analysis and equity research services; computerized financial information services; financial services, namely, financial advisory and information services and financial management services provided via the internet; providing financial services in the field of private markets, private equity and asset management through an internet platform and network, namely, financial information, advice, consultancy and money management services; trading services, namely, equities trading; information and consultancy services relating to equities, investments and financial affairs. |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, July 17, 2025 |
| Primary Code | 009 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, July 17, 2025 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, July 17, 2025 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, July 17, 2025 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Agent Alfa, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Easton, MD 21601 |
| Event Date | Event Description |
| Thursday, July 17, 2025 | NEW APPLICATION ENTERED |
| Thursday, July 17, 2025 | APPLICATION FILING RECEIPT MAILED |
| Sunday, November 23, 2025 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, December 4, 2025 | ASSIGNED TO EXAMINER |
| Friday, December 5, 2025 | NON-FINAL ACTION WRITTEN |
| Friday, December 5, 2025 | NON-FINAL ACTION E-MAILED |
| Friday, December 5, 2025 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, January 7, 2026 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, January 7, 2026 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, January 7, 2026 | TEAS/EMAIL CORRESPONDENCE ENTERED |