| Serial Number | 87397475 |
| Word Mark | AG ADVISOR GROUP |
| Filing Date | Tuesday, April 4, 2017 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, November 6, 2018 |
| Registration Number | 5598414 |
| Registration Date | Tuesday, November 6, 2018 |
| Mark Drawing | 5000 - Drawing with word(s) / letter(s) / number(s) in Stylized form |
| Published for Opposition Date | Tuesday, August 21, 2018 |
| Description of Mark | The mark consists of the stylized letters "AG", with the letter "A" partially obscuring the letter "G", followed by the stylized wording "ADVISOR GROUP". |
| In Another Form Statement | The mark was first used in commerce in a different form other than that sought to be registered at least as early as 09/00/2002 |
| Pseudo Mark | ADVISOR GROUP ADVISOR GROUP |
| Goods and Services | Investment management services, investment advisory services, financial management services, and broker-dealer services in the field of securities, stocks, bonds, and mutual funds |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| In Another Form Statement | The mark was first used anywhere in a different form other than that sought to be registered at least as early as 09/00/2002 |
| Disclaimer with Predetermined Text | "ADVISOR GROUP" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, April 10, 2017 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, January 23, 2017 |
| First Use In Commerce Date | Monday, January 23, 2017 |
| Party Name | OSAIC HOLDINGS, INC. |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | Phoenix, AZ 85012 |
| Party Name | OSAIC, INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | PHOENIX, AZ 85012 |
| Party Name | Advisor Group, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10281 |
| Party Name | Advisor Group, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10281 |
| Party Name | Advisor Group, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10281 |
| Event Date | Event Description |
| Friday, November 17, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, November 17, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, November 17, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, November 17, 2023 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Friday, November 17, 2023 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Wednesday, November 15, 2023 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Monday, November 6, 2023 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, September 20, 2023 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, December 21, 2022 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Tuesday, November 6, 2018 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, August 29, 2018 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, August 22, 2018 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Tuesday, August 21, 2018 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, August 21, 2018 | PUBLISHED FOR OPPOSITION |
| Wednesday, August 1, 2018 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, July 10, 2018 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, July 10, 2018 | EXAMINER'S AMENDMENT ENTERED |
| Tuesday, July 10, 2018 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Tuesday, July 10, 2018 | EXAMINERS AMENDMENT E-MAILED |
| Tuesday, July 10, 2018 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, July 9, 2018 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, July 9, 2018 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, July 9, 2018 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, January 9, 2018 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, January 9, 2018 | NON-FINAL ACTION E-MAILED |
| Tuesday, January 9, 2018 | NON-FINAL ACTION WRITTEN |
| Tuesday, December 19, 2017 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, December 18, 2017 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, December 18, 2017 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, June 28, 2017 | NOTIFICATION OF PRIORITY ACTION E-MAILED |
| Wednesday, June 28, 2017 | PRIORITY ACTION E-MAILED |
| Wednesday, June 28, 2017 | PRIORITY ACTION WRITTEN |
| Monday, June 26, 2017 | ASSIGNED TO EXAMINER |
| Tuesday, April 11, 2017 | NOTICE OF PSEUDO MARK E-MAILED |
| Monday, April 10, 2017 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, April 7, 2017 | NEW APPLICATION ENTERED |