| Serial Number | 88609892 |
| Word Mark | AE WEALTH MANAGEMENT |
| Filing Date | Monday, September 9, 2019 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, April 7, 2020 |
| Registration Number | 6028203 |
| Registration Date | Tuesday, April 7, 2020 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, January 21, 2020 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "WEALTH MANAGEMENT" |
| Description of Mark | The mark consists of a triangular design centered inside a circle design to the left of the words "AE WEALTH" which is above the word "MANAGEMENT". |
| Goods and Services | Financial services, namely, financial planning, investment advisory and wealth management services |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, September 19, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | Sunday, March 31, 2019 |
| First Use In Commerce Date | Sunday, March 31, 2019 |
| Party Name | AE Wealth Management, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Topeka, KS 66614 |
| Party Name | AE Wealth Management, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Topeka, KS 66614 |
| Party Name | AE Wealth Management, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Topeka, KS 66614 |
| Event Date | Event Description |
| Tuesday, April 7, 2020 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, January 21, 2020 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, January 21, 2020 | PUBLISHED FOR OPPOSITION |
| Wednesday, January 1, 2020 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Monday, December 16, 2019 | ASSIGNED TO LIE |
| Tuesday, December 10, 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, December 10, 2019 | EXAMINER'S AMENDMENT ENTERED |
| Tuesday, December 10, 2019 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Tuesday, December 10, 2019 | EXAMINERS AMENDMENT E-MAILED |
| Tuesday, December 10, 2019 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, December 10, 2019 | ASSIGNED TO EXAMINER |
| Friday, September 20, 2019 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Thursday, September 19, 2019 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, September 12, 2019 | NEW APPLICATION ENTERED IN TRAM |