ADVISOR ALERT Trademark

Trademark Overview


On Thursday, January 14, 2016, a trademark application was filed for ADVISOR ALERT with the United States Patent and Trademark Office. The USPTO has given the ADVISOR ALERT trademark a serial number of 86875764. The federal status of this trademark filing is ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE as of Wednesday, May 31, 2017. This trademark is owned by Smart RIA, LLC. The ADVISOR ALERT trademark is filed in the Computer & Software Products & Electrical & Scientific Products category with the following description:

Computer software for assisting financial advisors with compliance with federal requirements and regulations, namely, through automation of tasks financial advisors perform regularly and automation of information needed for valuation of the practice
advisor alert

General Information


Serial Number86875764
Word MarkADVISOR ALERT
Filing DateThursday, January 14, 2016
Status602 - ABANDONED - FAILURE TO RESPOND OR LATE RESPONSE
Status DateWednesday, May 31, 2017
Registration Number0000000
Registration DateNOT AVAILABLE
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateNOT AVAILABLE

Trademark Statements


Disclaimer with Predetermined Text"ADVISOR" OR "ALERT"
Goods and ServicesComputer software for assisting financial advisors with compliance with federal requirements and regulations, namely, through automation of tasks financial advisors perform regularly and automation of information needed for valuation of the practice

Classification Information


International Class009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus.
US Class Codes021, 023, 026, 036, 038
Class Status Code6 - Active
Class Status DateWednesday, January 20, 2016
Primary Code009
First Use Anywhere DateFriday, December 5, 2014
First Use In Commerce DateSaturday, January 31, 2015

Trademark Owner History


Party NameSmart RIA, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressKnoxville, TN 37932

Trademark Events


Event DateEvent Description
Wednesday, May 31, 2017ABANDONMENT NOTICE MAILED - FAILURE TO RESPOND
Wednesday, May 31, 2017ABANDONMENT - FAILURE TO RESPOND OR LATE RESPONSE
Tuesday, November 1, 2016NOTIFICATION OF FINAL REFUSAL EMAILED
Tuesday, November 1, 2016FINAL REFUSAL E-MAILED
Tuesday, November 1, 2016FINAL REFUSAL WRITTEN
Saturday, October 29, 2016TEAS/EMAIL CORRESPONDENCE ENTERED
Friday, October 28, 2016CORRESPONDENCE RECEIVED IN LAW OFFICE
Friday, October 28, 2016TEAS RESPONSE TO OFFICE ACTION RECEIVED
Thursday, May 5, 2016NOTIFICATION OF NON-FINAL ACTION E-MAILED
Thursday, May 5, 2016NON-FINAL ACTION E-MAILED
Thursday, May 5, 2016NON-FINAL ACTION WRITTEN
Friday, April 29, 2016ASSIGNED TO EXAMINER
Wednesday, January 20, 2016NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM
Monday, January 18, 2016NEW APPLICATION ENTERED IN TRAM