| Serial Number | 88795690 |
| Word Mark | ADVANCING FINANCIAL MARKETS. TOGETHER. |
| Filing Date | Thursday, February 13, 2020 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, December 6, 2022 |
| Registration Number | 6918733 |
| Registration Date | Tuesday, December 6, 2022 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, February 9, 2021 |
| Goods and Services | Arranging and conducting live and on-line seminars and educational conferences in the field of finance; Educational services, namely, development and dissemination of on-line printed educational materials in the field of finance; providing online, non-downloadable electronic publications in the nature of articles, whitepapers, and reports, in the field of financial services |
| Goods and Services | Downloadable computer software in the fields of securities trade processing and trade management for use in managing financial transactions; Downloadable electronic publications in the nature of articles, whitepapers, and reports in the field of financial services |
| Goods and Services | Electronic messaging services; Electronic transmission of securities trading information; Electronic messaging services, featuring automated notices of trade execution and allocation; Electronic transmission for others of securities trading instruction data via computer networks, the internet and direct lease-line connections |
| Goods and Services | Clearing, reconciling, and processing financial transactions via a global computer network; Financial transaction processing services, namely, processing and management of post trade activity, namely, clearance and settlement of financial transactions; Financial clearing houses; Financial transaction services, namely, national clearinghouse services for the settlement of trades in securities and other financial products; Financial custody services, namely, maintaining possession of securities and other financial instruments for others for financial purposes; Financial information services, namely, providing commercial identifiers and entity information for legal entities that engage in financial transactions; Providing financial information services to underwriting entities in the field of financial instruments; Financial information processing for underwriting, settlement, and deposit of eligible securities; Tax withholding agent services in the nature of holding funds for others in trust in anticipation of tax liability; Financial processing, financial information, and financial services, namely, payment services in the nature of settlement of commissions payments and invoices in the wealth management field regarding mutual funds, alternative investment products, and insurance and retirement products; Financial information processing services for secure information exchange in the field of wealth management regarding mutual funds, alternative investment products, and insurance and retirement products; financial information services for use in connection with securities underwriting, corporate actions processing, securities processing, tax services, and issuer services of securities; Financial information services to automate, standardize, and centralize mutual fund, alternate investment products, and insurance and retirement products and processes; Financial information services, namely, providing information regarding financial trade management; Financial transaction processing services, namely, post-trade securities processing and pre-settlement services featuring provision of information to market participants about the details of their trades in the field of securities financial assets; Financial transaction processing services, namely, automated securities trade matching, execution, and settlement services; Financial transaction services, namely, securities trading and settlement staging services; Financial transaction processing services, namely, assisting in the delivery of post-trade allocations; Providing financial transaction processing services for supporting centralized matching of post-trade financial transactions |
| Goods and Services | Providing business information to businesses and legal entities; Providing business information to businesses and legal entities in the field of financial instruments and transactions; compilation and systemization of business and legal entity information and data into computer databases; trade repository services for business purposes, namely, the collection, financial record-keeping, database management, and preparation of business reports, all of the foregoing of information relating to derivatives transactions for regulatory compliance; Financial record-keeping relating to derivatives transactions for regulatory compliance purposes; business legal entity data collection, and updating and maintenance of business legal entity data in computer databases, for business purposes; business legal entity data issuance, namely, issuance of legal entity identifiers for business purposes; Financial custody services, namely, financial records management concerning securities and other financial instruments for others for financial purposes |
| Goods and Services | Providing online, non-downloadable software to facilitate the processing and management of post trade activity; Providing online, non-downloadable software for automated securities trade matching, execution, and settlement services; Providing online, non-downloadable software for use in securities trade allocation and confirmation; Providing an online, non-downloadable platform for securities trade matching and processing; Providing online, non-downloadable software in the field of finance to facilitate access to and use of data, reports and analytics related to financial instruments and transactions; Developing customized web pages featuring user-defined information in the field of financial instruments and transactions; Providing online, non-downloadable software to facilitate the management of securities as collateral; Providing online, non-downloadable software that automates and standardizes invoices and fee data to mutual funds, facilitates fee payments between mutual funds and their intermediaries, and automates settlement of mutual fund fees; Providing online, non-downloadable software that enables insurance distributors to electronically exchange data relating to post-issue processing of insurance and retirement information; Educational services, namely, development of on-line educational materials in the nature of software in the field of finance |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, February 19, 2020 |
| Primary Code | 009 |
| First Use Anywhere Date | Saturday, February 29, 2020 |
| First Use In Commerce Date | Saturday, February 29, 2020 |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, February 19, 2020 |
| Primary Code | 035 |
| First Use Anywhere Date | Saturday, February 29, 2020 |
| First Use In Commerce Date | Saturday, February 29, 2020 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, February 19, 2020 |
| Primary Code | 036 |
| First Use Anywhere Date | Saturday, February 29, 2020 |
| First Use In Commerce Date | Saturday, February 29, 2020 |
| International Class | 038 - Services allowing people to communicate with another by a sensory means. |
| US Class Codes | 100, 101, 104 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, February 19, 2020 |
| Primary Code | 038 |
| First Use Anywhere Date | Saturday, February 29, 2020 |
| First Use In Commerce Date | Saturday, February 29, 2020 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, February 19, 2020 |
| Primary Code | 041 |
| First Use Anywhere Date | Saturday, February 29, 2020 |
| First Use In Commerce Date | Saturday, February 29, 2020 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, February 19, 2020 |
| Primary Code | 042 |
| First Use Anywhere Date | Saturday, February 29, 2020 |
| First Use In Commerce Date | Saturday, February 29, 2020 |
| Party Name | The Depository Trust & Clearing Corporation |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Jersey City, NJ 07310 |
| Party Name | The Depository Trust & Clearing Corporation |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10041 |
| Party Name | The Depository Trust & Clearing Corporation |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10041 |
| Event Date | Event Description |
| Wednesday, May 10, 2023 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Wednesday, May 10, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, May 10, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, May 10, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, May 10, 2023 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Tuesday, December 6, 2022 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Tuesday, December 6, 2022 | REGISTERED-PRINCIPAL REGISTER |
| Thursday, November 3, 2022 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Wednesday, November 2, 2022 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Wednesday, September 28, 2022 | STATEMENT OF USE PROCESSING COMPLETE |
| Wednesday, September 14, 2022 | USE AMENDMENT FILED |
| Tuesday, September 27, 2022 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Wednesday, September 14, 2022 | TEAS STATEMENT OF USE RECEIVED |
| Wednesday, April 6, 2022 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Monday, April 4, 2022 | SOU EXTENSION 2 GRANTED |
| Monday, April 4, 2022 | SOU EXTENSION 2 FILED |
| Monday, April 4, 2022 | TEAS EXTENSION RECEIVED |
| Friday, October 8, 2021 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Wednesday, October 6, 2021 | SOU EXTENSION 1 GRANTED |
| Wednesday, October 6, 2021 | SOU EXTENSION 1 FILED |
| Wednesday, October 6, 2021 | TEAS EXTENSION RECEIVED |
| Tuesday, April 6, 2021 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, February 9, 2021 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, February 9, 2021 | PUBLISHED FOR OPPOSITION |
| Wednesday, January 20, 2021 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Monday, January 4, 2021 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, November 30, 2020 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Sunday, November 29, 2020 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Sunday, November 29, 2020 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Tuesday, November 10, 2020 | NOTIFICATION FOR REQ FOR RECON DENIED NO APPEAL FILED |
| Tuesday, November 10, 2020 | ACTION FOR REQ FOR RECON DENIED NO APPEAL FILED E-MAILED |
| Tuesday, November 10, 2020 | ACTION REQ FOR RECON DENIED NO APPEAL FILED COUNTED NOT MAILED |
| Tuesday, October 20, 2020 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, October 20, 2020 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, October 20, 2020 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Thursday, September 3, 2020 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Thursday, September 3, 2020 | FINAL REFUSAL E-MAILED |
| Thursday, September 3, 2020 | FINAL REFUSAL WRITTEN |
| Wednesday, August 26, 2020 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, August 26, 2020 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, August 26, 2020 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Thursday, August 20, 2020 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, August 19, 2020 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, August 19, 2020 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, May 11, 2020 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, May 11, 2020 | NON-FINAL ACTION E-MAILED |
| Monday, May 11, 2020 | NON-FINAL ACTION WRITTEN |
| Tuesday, May 5, 2020 | ASSIGNED TO EXAMINER |
| Wednesday, February 19, 2020 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Monday, February 17, 2020 | NEW APPLICATION ENTERED |