| Serial Number | 86784752 |
| Word Mark | ADVANCED REGULATORY COMPLIANCE LLC |
| Filing Date | Monday, October 12, 2015 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Friday, January 14, 2022 |
| Registration Number | 4987449 |
| Registration Date | Tuesday, June 28, 2016 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, April 12, 2016 |
| Amendment to a Registration/Renewal Certificate | In the statement, Column 2, line 13, "INC". is deleted, and LLC is inserted. The drawing is amended to appear as follows: ADVANCED REGULATORY COMPLIANCE LLC |
| Disclaimer with Predetermined Text | "REGULATORY COMPLIANCE LLC" |
| Goods and Services | providing regulatory, compliance and legal consulting to investment advisers; regulatory compliance consulting and reviewing standards and practices to assure compliance with financial laws and regulations for financial services firms and their representatives |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, October 15, 2015 |
| Primary Code | 045 |
| First Use Anywhere Date | Saturday, December 31, 2005 |
| First Use In Commerce Date | Saturday, December 31, 2005 |
| Party Name | ADVANCED REGULATORY COMPLIANCE, LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | BEVERLY HILLS, CA 90211 |
| Party Name | ADVANCED REGULATORY COMPLIANCE, INC. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Beverly Hills, CA 90210 |
| Party Name | ADVANCED REGULATORY COMPLIANCE, INC. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Beverly Hills, CA 90210 |
| Party Name | ADVANCED REGULATORY COMPLIANCE, INC. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Beverly Hills, CA 90210 |
| Event Date | Event Description |
| Friday, January 14, 2022 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Friday, January 14, 2022 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Friday, January 14, 2022 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, October 6, 2021 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, June 28, 2021 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Friday, March 12, 2021 | AMENDMENT UNDER SECTION 7 ¿ PROCESSED |
| Thursday, March 11, 2021 | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED |
| Tuesday, March 9, 2021 | POST REGISTRATION ACTION MAILED - SEC. 7 |
| Tuesday, March 9, 2021 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, April 17, 2020 | OTQR WITHDRAWAL FROM PUBLICATION |
| Saturday, March 14, 2020 | AMENDMENT UNDER SECTION 7 ¿ PROCESSED |
| Thursday, March 12, 2020 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, February 3, 2020 | TEAS SECTION 7 REQUEST RECEIVED |
| Wednesday, June 26, 2019 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, June 28, 2016 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, April 12, 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, April 12, 2016 | PUBLISHED FOR OPPOSITION |
| Wednesday, March 23, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Friday, February 5, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, February 5, 2016 | EXAMINER'S AMENDMENT ENTERED |
| Friday, February 5, 2016 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Friday, February 5, 2016 | EXAMINERS AMENDMENT E-MAILED |
| Friday, February 5, 2016 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, February 2, 2016 | ASSIGNED TO EXAMINER |
| Thursday, October 15, 2015 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, October 15, 2015 | NEW APPLICATION ENTERED IN TRAM |