| Serial Number | 78899444 |
| Word Mark | ADVANCED EQUITIES |
| Filing Date | Friday, June 2, 2006 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, November 17, 2017 |
| Registration Number | 3227659 |
| Registration Date | Tuesday, April 10, 2007 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, January 23, 2007 |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "EQUITIES" |
| Description of Mark | The mark consists of the words "Advanced Equities," with the second "a" in "Advanced" depicted as a type of chevron design. |
| Goods and Services | Financial services, namely, brokerage of shares or stocks and other securities; investment banking; wealth management and asset management, namely, investment management and financial planning for others; financial planning; investment advisory services |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, November 17, 2017 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, March 30, 1999 |
| First Use In Commerce Date | Tuesday, March 30, 1999 |
| Party Name | Advanced Equities Financial Corporation |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Chicago, IL 60606 |
| Party Name | Advanced Equities Financial Corporation |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Atlanta, GA 30327 |
| Party Name | Advanced Equities Financial Corporation |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Atlanta, GA 30327 |
| Event Date | Event Description |
| Friday, November 17, 2017 | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 |
| Sunday, April 10, 2016 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Friday, January 11, 2013 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, April 24, 2012 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Tuesday, April 24, 2012 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Tuesday, April 24, 2012 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, April 10, 2012 | TEAS SECTION 8 & 15 RECEIVED |
| Sunday, May 6, 2007 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, April 10, 2007 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, January 23, 2007 | PUBLISHED FOR OPPOSITION |
| Wednesday, January 3, 2007 | NOTICE OF PUBLICATION |
| Friday, December 1, 2006 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Wednesday, November 22, 2006 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, November 22, 2006 | EXAMINER'S AMENDMENT ENTERED |
| Wednesday, November 22, 2006 | EXAMINERS AMENDMENT E-MAILED |
| Wednesday, November 22, 2006 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, November 21, 2006 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, November 21, 2006 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, November 21, 2006 | ASSIGNED TO LIE |
| Monday, November 6, 2006 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Friday, November 3, 2006 | EXAMINER'S AMENDMENT/PRIORITY ACTION E-MAILED |
| Friday, November 3, 2006 | EXAMINERS AMENDMENT AND/OR PRIORITY ACTION - COMPLETED |
| Friday, November 3, 2006 | ASSIGNED TO EXAMINER |
| Friday, June 9, 2006 | NOTICE OF DESIGN SEARCH CODE MAILED |
| Thursday, June 8, 2006 | NEW APPLICATION ENTERED IN TRAM |