| Serial Number | 78197043 |
| Word Mark | ADR DIRECT |
| Filing Date | Friday, December 20, 2002 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Thursday, February 4, 2016 |
| Registration Number | 2978454 |
| Registration Date | Tuesday, July 26, 2005 |
| Mark Drawing | 1000 - Typeset: Word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, May 25, 2004 |
| Disclaimer with Predetermined Text | ADR |
| Goods and Services | Computer software that enables the electronic trading of foreign securities and currency conversions for use by financial institutions and individual investors |
| Goods and Services | Financial services, namely currency conversions and trading of foreign securities |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, January 10, 2003 |
| Primary Code | 009 |
| First Use Anywhere Date | Thursday, October 31, 2002 |
| First Use In Commerce Date | Thursday, October 31, 2002 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, January 10, 2003 |
| Primary Code | 036 |
| First Use Anywhere Date | Saturday, August 31, 2002 |
| First Use In Commerce Date | Saturday, August 31, 2002 |
| Party Name | COWEN EXECUTION HOLDCO LLC |
| Party Type | 33 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | NEW YORK, NY 10019 |
| Party Name | CONVERGEX GROUP, LLC |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | NEW YORK, NY 10019 |
| Party Name | THE BANK OF NEW YORK MELLON CORPORATION |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10286 |
| Party Name | Bank of New York Company, Inc., The |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10286 |
| Party Name | Bank of New York Company, Inc., The |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10286 |
| Party Name | Bank of New York Company, Inc., The |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10286 |
| Event Date | Event Description |
| Wednesday, March 28, 2018 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, November 29, 2017 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Wednesday, September 27, 2017 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Thursday, February 4, 2016 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Thursday, February 4, 2016 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Thursday, February 4, 2016 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Monday, June 22, 2015 | REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED |
| Thursday, February 4, 2016 | REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED |
| Friday, January 29, 2016 | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED |
| Thursday, July 30, 2015 | POST REGISTRATION ACTION MAILED - SEC. 8 & 9 |
| Thursday, July 30, 2015 | REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED |
| Monday, July 27, 2015 | TEAS RESPONSE TO OFFICE ACTION-POST REG RECEIVED |
| Tuesday, July 14, 2015 | POST REGISTRATION ACTION MAILED - SEC. 8 & 9 |
| Tuesday, July 14, 2015 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, June 22, 2015 | TEAS SECTION 8 & 9 RECEIVED |
| Tuesday, March 13, 2012 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Tuesday, March 13, 2012 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Tuesday, March 13, 2012 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Wednesday, February 1, 2012 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Thursday, January 26, 2012 | TEAS SECTION 8 & 15 RECEIVED |
| Wednesday, April 2, 2008 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Wednesday, February 20, 2008 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, February 20, 2008 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, July 26, 2005 | REGISTERED-PRINCIPAL REGISTER |
| Friday, April 8, 2005 | LAW OFFICE REGISTRATION REVIEW COMPLETED |
| Friday, March 11, 2005 | ASSIGNED TO LIE |
| Thursday, March 10, 2005 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, March 10, 2005 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, February 17, 2005 | USE AMENDMENT FILED |
| Thursday, February 17, 2005 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, August 17, 2004 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, May 25, 2004 | PUBLISHED FOR OPPOSITION |
| Wednesday, May 5, 2004 | NOTICE OF PUBLICATION |
| Wednesday, February 4, 2004 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, December 5, 2003 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, December 8, 2003 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, December 8, 2003 | PAPER RECEIVED |
| Tuesday, October 7, 2003 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, June 5, 2003 | NON-FINAL ACTION E-MAILED |
| Wednesday, June 4, 2003 | ASSIGNED TO EXAMINER |