| Serial Number | 77476793 |
| Word Mark | ACES POLICY STATEMENT |
| Filing Date | Friday, May 16, 2008 |
| Status | 606 - ABANDONED - NO STATEMENT OF USE FILED |
| Status Date | Monday, October 4, 2010 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, June 9, 2009 |
| Disclaimer with Predetermined Text | "POLICY STATEMENT" |
| Goods and Services | Financial services of brokers selling mutual funds to employer-sponsored 401k plans and other defined contribution plans subject to ERISA Employee Retirement Income Security Act of 1974, namely, providing investment-related support and information to the plan sponsor and the plan's fiduciaries with respect to their duty to select, monitor and replace funds in the plan's investment menu, providing financial counseling, financial retirement planning services and asset allocation assistance to plan participants, and partnering with the plan sponsor to promote, facilitate and encourage retirement savings to plan participants |
| Goods and Services | Educational services provided to 401k plan sponsors and plan fiduciaries, namely, training with respect to their investment-related and disclosure-related duties under ERISA, and providing educational services, namely, seminars in the field of investments and retirement planning |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, May 20, 2008 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, May 4, 2009 |
| Primary Code | 041 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | LEGG MASON INVESTOR SERVICES, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Baltimore, MD 21202 |
| Party Name | LEGG MASON INVESTOR SERVICES, LLC |
| Party Type | 11 - New Owner Before Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | BALTIMORE, MD 21202 |
| Party Name | Legg Mason & Co., LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Baltimore, MD 21202 |
| Event Date | Event Description |
| Tuesday, August 30, 2011 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Monday, October 4, 2010 | ABANDONMENT NOTICE MAILED - NO USE STATEMENT FILED |
| Monday, October 4, 2010 | ABANDONMENT - NO USE STATEMENT FILED |
| Thursday, February 25, 2010 | EXTENSION 1 GRANTED |
| Thursday, February 25, 2010 | EXTENSION 1 FILED |
| Thursday, February 25, 2010 | TEAS EXTENSION RECEIVED |
| Monday, September 21, 2009 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Monday, September 21, 2009 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Monday, September 21, 2009 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, September 1, 2009 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, June 9, 2009 | PUBLISHED FOR OPPOSITION |
| Wednesday, May 20, 2009 | NOTICE OF PUBLICATION |
| Tuesday, May 5, 2009 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Monday, May 4, 2009 | ASSIGNED TO LIE |
| Monday, May 4, 2009 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, May 4, 2009 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, May 4, 2009 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, May 4, 2009 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Monday, November 3, 2008 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Monday, November 3, 2008 | FINAL REFUSAL E-MAILED |
| Monday, November 3, 2008 | FINAL REFUSAL WRITTEN |
| Monday, October 13, 2008 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, October 13, 2008 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, October 13, 2008 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, September 3, 2008 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, September 3, 2008 | NON-FINAL ACTION E-MAILED |
| Wednesday, September 3, 2008 | NON-FINAL ACTION WRITTEN |
| Tuesday, September 2, 2008 | ASSIGNED TO EXAMINER |
| Wednesday, July 30, 2008 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Tuesday, May 20, 2008 | NEW APPLICATION ENTERED IN TRAM |