ACES ADVANTAGE Trademark

Trademark Overview


On Friday, May 16, 2008, a trademark application was filed for ACES ADVANTAGE with the United States Patent and Trademark Office. The USPTO has given the ACES ADVANTAGE trademark a serial number of 77476812. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, April 2, 2021. This trademark is owned by Legg Mason & Co., LLC. The ACES ADVANTAGE trademark is filed in the Insurance & Financial Services and Education & Entertainment Services categories with the following description:

Financial services of brokers selling mutual funds to employer-sponsored 401k plans and other defined contribution plans subject to ERISA Employee Retirement Income Security Act of 1974, namely, providing investment-related support and information to the plan sponsor and the plan's fiduciaries with respect to their duty to select, monitor and replace funds in the plan's investment menu, providing financial counseling, financial retirement planning services and asset allocation assistance to plan participants, and partnering with the plan sponsor to promote, facilitate and encourage retirement savings to plan participants

Educational services provided to 401k plan sponsors and plan fiduciaries, namely, training with respect to their investment-related and disclosure-related duties under ERISA, and providing educational services, namely, seminars in the field of investments and retirement planning
aces advantage

General Information


Serial Number77476812
Word MarkACES ADVANTAGE
Filing DateFriday, May 16, 2008
Status710 - CANCELLED - SECTION 8
Status DateFriday, April 2, 2021
Registration Number3842090
Registration DateTuesday, August 31, 2010
Mark Drawing4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, June 9, 2009

Trademark Statements


Goods and ServicesFinancial services of brokers selling mutual funds to employer-sponsored 401k plans and other defined contribution plans subject to ERISA Employee Retirement Income Security Act of 1974, namely, providing investment-related support and information to the plan sponsor and the plan's fiduciaries with respect to their duty to select, monitor and replace funds in the plan's investment menu, providing financial counseling, financial retirement planning services and asset allocation assistance to plan participants, and partnering with the plan sponsor to promote, facilitate and encourage retirement savings to plan participants
Goods and ServicesEducational services provided to 401k plan sponsors and plan fiduciaries, namely, training with respect to their investment-related and disclosure-related duties under ERISA, and providing educational services, namely, seminars in the field of investments and retirement planning

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, April 2, 2021
Primary Code036
First Use Anywhere DateWednesday, May 5, 2010
First Use In Commerce DateWednesday, May 5, 2010

International Class041 - Education; providing of training; entertainment; sporting and cultural activities.
US Class Codes100, 101, 107
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, April 2, 2021
Primary Code041
First Use Anywhere DateWednesday, May 5, 2010
First Use In Commerce DateWednesday, May 5, 2010

Trademark Owner History


Party NameFRANKLIN DISTRIBUTORS, LLC
Party Type31 - New Owner After Registration
Legal Entity Type16 - Limited Liability Company
AddressBALTIMORE, MD 21202

Party NameLEGG MASON INVESTOR SERVICES, LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressBaltimore, MD 21202

Party NameLEGG MASON INVESTOR SERVICES, LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressBaltimore, MD 21202

Party NameLEGG MASON INVESTOR SERVICES, LLC
Party Type11 - New Owner Before Publication
Legal Entity Type16 - Limited Liability Company
AddressBALTIMORE, MD 21202

Party NameLegg Mason & Co., LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressBaltimore, MD 21202

Trademark Events


Event DateEvent Description
Friday, January 21, 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
Friday, January 21, 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Friday, January 21, 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Wednesday, December 8, 2021AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Friday, April 2, 2021CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
Saturday, August 31, 2019COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Friday, October 16, 2015NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Friday, October 16, 2015REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Saturday, October 3, 2015CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Monday, August 31, 2015TEAS SECTION 8 & 15 RECEIVED
Monday, August 31, 2015COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Wednesday, March 12, 2014ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Wednesday, March 12, 2014TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, February 21, 2012TEAS CHANGE OF CORRESPONDENCE RECEIVED
Saturday, November 26, 2011TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, August 30, 2011TEAS CHANGE OF CORRESPONDENCE RECEIVED
Friday, September 24, 2010TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, August 31, 2010REGISTERED-PRINCIPAL REGISTER
Friday, July 30, 2010NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
Thursday, July 29, 2010LAW OFFICE REGISTRATION REVIEW COMPLETED
Thursday, July 29, 2010ASSIGNED TO LIE
Thursday, July 15, 2010ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Thursday, July 15, 2010STATEMENT OF USE PROCESSING COMPLETE
Monday, June 21, 2010USE AMENDMENT FILED
Thursday, July 15, 2010CASE ASSIGNED TO INTENT TO USE PARALEGAL
Monday, June 21, 2010TEAS STATEMENT OF USE RECEIVED
Tuesday, March 9, 2010EXTENSION 1 GRANTED
Tuesday, March 9, 2010EXTENSION 1 FILED
Tuesday, March 9, 2010TEAS EXTENSION RECEIVED
Monday, December 28, 2009UNDELIVERABLE MAIL - NO ACTION TAKEN
Tuesday, December 8, 2009NOA MAILED - SOU REQUIRED FROM APPLICANT
Friday, October 23, 2009EXTENSION OF TIME TO OPPOSE PROCESS - TERMINATED
Monday, September 21, 2009APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Monday, September 21, 2009TEAS CHANGE OF OWNER ADDRESS RECEIVED
Monday, September 21, 2009TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, July 8, 2009EXTENSION OF TIME TO OPPOSE RECEIVED
Tuesday, June 9, 2009PUBLISHED FOR OPPOSITION
Wednesday, May 20, 2009NOTICE OF PUBLICATION
Tuesday, May 5, 2009LAW OFFICE PUBLICATION REVIEW COMPLETED
Monday, May 4, 2009ASSIGNED TO LIE
Monday, May 4, 2009APPROVED FOR PUB - PRINCIPAL REGISTER
Monday, May 4, 2009TEAS/EMAIL CORRESPONDENCE ENTERED
Monday, May 4, 2009CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, May 4, 2009TEAS REQUEST FOR RECONSIDERATION RECEIVED
Monday, November 3, 2008NOTIFICATION OF FINAL REFUSAL EMAILED
Monday, November 3, 2008FINAL REFUSAL E-MAILED
Monday, November 3, 2008FINAL REFUSAL WRITTEN
Monday, October 13, 2008TEAS/EMAIL CORRESPONDENCE ENTERED
Monday, October 13, 2008CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, October 13, 2008TEAS RESPONSE TO OFFICE ACTION RECEIVED
Wednesday, September 3, 2008NOTIFICATION OF NON-FINAL ACTION E-MAILED
Wednesday, September 3, 2008NON-FINAL ACTION E-MAILED
Wednesday, September 3, 2008NON-FINAL ACTION WRITTEN
Tuesday, September 2, 2008ASSIGNED TO EXAMINER
Wednesday, July 30, 2008AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Tuesday, May 20, 2008NEW APPLICATION ENTERED IN TRAM