ACES - ADVISOR COMMITMENT TO 401(K) EDUCATION AND SERVICE Trademark

Trademark Overview

On Friday, April 9, 2010, a trademark application was filed for ACES - ADVISOR COMMITMENT TO 401(K) EDUCATION AND SERVICE with the United States Patent and Trademark Office. The USPTO has given the ACES - ADVISOR COMMITMENT TO 401(K) EDUCATION AND SERVICE trademark a serial number of 85010721. The federal status of this trademark filing is REGISTERED AND RENEWED as of Sunday, August 30, 2020. This trademark is owned by Legg Mason Investor Services, LLC. The ACES - ADVISOR COMMITMENT TO 401(K) EDUCATION AND SERVICE trademark is filed in the Insurance & Financial Services and Education & Entertainment Services categories with the following description:

Financial services of brokers selling mutual funds to employer-sponsored 401(k) plans and other defined contribution plans subject to ERISA (Employee Retirement Income Security Act of 1974), namely, providing investment-related support and information to the plan sponsor and the plan's fiduciaries with respect to their duty to select, monitor and replace funds in the plan's investment menu, providing financial counseling, financial retirement planning services and asset allocation assistance to plan participants, and partnering with the plan sponsor to promote, facilitate and encourage retirement savings to plan participants

[ Educational services provided to 401(k) plan sponsors and plan fiduciaries, namely, training with respect to their investment-related and disclosure-related duties under ERISA, and providing educational services, namely, seminars in the field of investments and retirement planning ]
aces - advisor commitment to 401(k) education and service

General Information

Serial Number85010721
Word MarkACES - ADVISOR COMMITMENT TO 401(K) EDUCATION AND SERVICE
Filing DateFriday, April 9, 2010
Status800 - REGISTERED AND RENEWED
Status DateSunday, August 30, 2020
Registration Number3879663
Registration DateTuesday, November 23, 2010
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, September 7, 2010

Trademark Statements

Goods and ServicesFinancial services of brokers selling mutual funds to employer-sponsored 401(k) plans and other defined contribution plans subject to ERISA (Employee Retirement Income Security Act of 1974), namely, providing investment-related support and information to the plan sponsor and the plan's fiduciaries with respect to their duty to select, monitor and replace funds in the plan's investment menu, providing financial counseling, financial retirement planning services and asset allocation assistance to plan participants, and partnering with the plan sponsor to promote, facilitate and encourage retirement savings to plan participants
Goods and Services[ Educational services provided to 401(k) plan sponsors and plan fiduciaries, namely, training with respect to their investment-related and disclosure-related duties under ERISA, and providing educational services, namely, seminars in the field of investments and retirement planning ]
NOT AVAILABLE"ADVISOR" AND "401(K)"

Classification Information

International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateThursday, April 15, 2010
Primary Code036
First Use Anywhere DateWednesday, May 5, 2010
First Use In Commerce DateWednesday, May 5, 2010
International Class041 - Education; providing of training; entertainment; sporting and cultural activities.
US Class Codes100, 101, 107
Class Status CodeB - Sec. 8 - Class(es) in a Multiple Class registration
Class Status DateTuesday, December 20, 2016
Primary Code041
First Use Anywhere DateWednesday, May 5, 2010
First Use In Commerce DateWednesday, May 5, 2010

Trademark Owner History

Party NameFRANKLIN DISTRIBUTORS, LLC
Party Type31 - New Owner After Registration
Legal Entity Type16 - Limited Liability Company
AddressSan Mateo, CA 94403
US
Party NameLegg Mason Investor Services, LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressBaltimore, MD 21202
US
Party NameLegg Mason Investor Services, LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressBaltimore, MD 21202
US
Party NameLegg Mason Investor Services, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressBaltimore, MD 21202
US

Trademark Events

Event DateEvent Description
Tuesday, April 13, 2010NEW APPLICATION ENTERED
Thursday, April 15, 2010NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Monday, June 21, 2010TEAS AMENDMENT OF USE RECEIVED
Tuesday, June 22, 2010USE AMENDMENT FILED
Tuesday, June 22, 2010AMENDMENT TO USE PROCESSING COMPLETE
Wednesday, July 14, 2010ASSIGNED TO EXAMINER
Thursday, July 15, 2010USE AMENDMENT ACCEPTED
Friday, July 16, 2010NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED
Monday, July 19, 2010EXAMINERS AMENDMENT -WRITTEN
Monday, July 19, 2010EXAMINERS AMENDMENT E-MAILED
Monday, July 19, 2010NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Monday, July 19, 2010EXAMINER'S AMENDMENT ENTERED
Monday, July 19, 2010APPROVED FOR PUB - PRINCIPAL REGISTER
Monday, August 2, 2010ASSIGNED TO LIE
Monday, August 2, 2010LAW OFFICE PUBLICATION REVIEW COMPLETED
Tuesday, September 7, 2010PUBLISHED FOR OPPOSITION
Tuesday, September 7, 2010OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, November 23, 2010REGISTERED-PRINCIPAL REGISTER
Tuesday, August 30, 2011TEAS CHANGE OF CORRESPONDENCE RECEIVED
Saturday, November 26, 2011TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, February 21, 2012TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, March 12, 2014TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Wednesday, March 12, 2014ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Monday, November 23, 2015COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Tuesday, October 11, 2016TEAS SECTION 8 & 15 RECEIVED
Tuesday, December 20, 2016CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Tuesday, December 20, 2016REGISTERED - PARTIAL SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Tuesday, December 20, 2016NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Saturday, November 23, 2019COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Tuesday, July 21, 2020TEAS SECTION 8 & 9 RECEIVED
Sunday, August 30, 2020CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Sunday, August 30, 2020REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Sunday, August 30, 2020REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Sunday, August 30, 2020NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED
Wednesday, December 8, 2021AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Friday, January 21, 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Friday, January 21, 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Friday, January 21, 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, March 15, 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, March 15, 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Tuesday, March 15, 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, April 15, 2026TEAS CHANGE OF OWNER ADDRESS RECEIVED
Wednesday, April 15, 2026APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED
Wednesday, April 15, 2026TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Wednesday, April 15, 2026ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Wednesday, April 15, 2026TEAS CHANGE OF CORRESPONDENCE RECEIVED

Related Keywords

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