| Serial Number | 85010721 |
| Word Mark | ACES - ADVISOR COMMITMENT TO 401(K) EDUCATION AND SERVICE |
| Filing Date | Friday, April 9, 2010 |
| Status | 800 - REGISTERED AND RENEWED |
| Status Date | Sunday, August 30, 2020 |
| Registration Number | 3879663 |
| Registration Date | Tuesday, November 23, 2010 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, September 7, 2010 |
| Goods and Services | [ Educational services provided to 401(k) plan sponsors and plan fiduciaries, namely, training with respect to their investment-related and disclosure-related duties under ERISA, and providing educational services, namely, seminars in the field of investments and retirement planning ] |
| Goods and Services | Financial services of brokers selling mutual funds to employer-sponsored 401(k) plans and other defined contribution plans subject to ERISA (Employee Retirement Income Security Act of 1974), namely, providing investment-related support and information to the plan sponsor and the plan's fiduciaries with respect to their duty to select, monitor and replace funds in the plan's investment menu, providing financial counseling, financial retirement planning services and asset allocation assistance to plan participants, and partnering with the plan sponsor to promote, facilitate and encourage retirement savings to plan participants |
| Disclaimer with Predetermined Text | "ADVISOR" AND "401(K)" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, April 15, 2010 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, May 5, 2010 |
| First Use In Commerce Date | Wednesday, May 5, 2010 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | B - Sec. 8 - Class(es) in a Multiple Class registration |
| Class Status Date | Tuesday, December 20, 2016 |
| Primary Code | 041 |
| First Use Anywhere Date | Wednesday, May 5, 2010 |
| First Use In Commerce Date | Wednesday, May 5, 2010 |
| Party Name | FRANKLIN DISTRIBUTORS, LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | BALTIMORE, MD 21202 |
| Party Name | Legg Mason Investor Services, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Baltimore, MD 21202 |
| Party Name | Legg Mason Investor Services, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Baltimore, MD 21202 |
| Party Name | Legg Mason Investor Services, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Baltimore, MD 21202 |
| Event Date | Event Description |
| Tuesday, March 15, 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, March 15, 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, March 15, 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, January 21, 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, January 21, 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, January 21, 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, December 8, 2021 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Sunday, August 30, 2020 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - E-MAILED |
| Sunday, August 30, 2020 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Sunday, August 30, 2020 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Sunday, August 30, 2020 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, July 21, 2020 | TEAS SECTION 8 & 9 RECEIVED |
| Saturday, November 23, 2019 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Tuesday, December 20, 2016 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Tuesday, December 20, 2016 | REGISTERED - PARTIAL SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Tuesday, December 20, 2016 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, October 11, 2016 | TEAS SECTION 8 & 15 RECEIVED |
| Monday, November 23, 2015 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, March 12, 2014 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, March 12, 2014 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, February 21, 2012 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Saturday, November 26, 2011 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, August 30, 2011 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, November 23, 2010 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, September 7, 2010 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, September 7, 2010 | PUBLISHED FOR OPPOSITION |
| Monday, August 2, 2010 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Monday, August 2, 2010 | ASSIGNED TO LIE |
| Monday, July 19, 2010 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, July 19, 2010 | EXAMINER'S AMENDMENT ENTERED |
| Monday, July 19, 2010 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Monday, July 19, 2010 | EXAMINERS AMENDMENT E-MAILED |
| Monday, July 19, 2010 | EXAMINERS AMENDMENT -WRITTEN |
| Friday, July 16, 2010 | NOTICE OF ACCEPTANCE OF AMENDMENT TO ALLEGE USE E-MAILED |
| Thursday, July 15, 2010 | USE AMENDMENT ACCEPTED |
| Wednesday, July 14, 2010 | ASSIGNED TO EXAMINER |
| Tuesday, June 22, 2010 | AMENDMENT TO USE PROCESSING COMPLETE |
| Tuesday, June 22, 2010 | USE AMENDMENT FILED |
| Monday, June 21, 2010 | TEAS AMENDMENT OF USE RECEIVED |
| Thursday, April 15, 2010 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Tuesday, April 13, 2010 | NEW APPLICATION ENTERED IN TRAM |