| Serial Number | 87074950 |
| Word Mark | A COMPLIANCEALPHA |
| Filing Date | Friday, June 17, 2016 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Friday, August 16, 2024 |
| Registration Number | 5397215 |
| Registration Date | Tuesday, February 6, 2018 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, April 18, 2017 |
| Description of Mark | The mark consists of a stylized letter "A" where the center of the "A" is represented by a check mark. Below this is the wording "ComplianceAlpha" in a stylized font. |
| Pseudo Mark | COMPLIANCE ALPHA |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Regulatory compliance consulting services to financial services firms registered with the U.S. Securities and Exchange Commission or other international, federal, and state regulatory authorities |
| Goods and Services | Software as a service (SAAS), namely, the hosting of compliance software for reporting, filing, tracking, and managing compliance activity for use by others |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, June 22, 2016 |
| Primary Code | 042 |
| First Use Anywhere Date | Tuesday, September 27, 2016 |
| First Use In Commerce Date | Tuesday, September 27, 2016 |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, June 22, 2016 |
| Primary Code | 045 |
| First Use Anywhere Date | Tuesday, September 27, 2016 |
| First Use In Commerce Date | Tuesday, September 27, 2016 |
| Party Name | ACA Compliance Group Holdings, LLC |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | New York, NY 10017 |
| Party Name | ACA Compliance Group Holdings, LLC |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Silver Spring, MD 20910 |
| Party Name | ACA Compliance Group Holdings, LLC |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Silver Spring, MD 20910 |
| Event Date | Event Description |
| Wednesday, September 28, 2016 | NON-FINAL ACTION E-MAILED |
| Tuesday, June 21, 2016 | NEW APPLICATION ENTERED |
| Wednesday, June 22, 2016 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, June 23, 2016 | NOTICE OF PSEUDO MARK E-MAILED |
| Monday, September 26, 2016 | ASSIGNED TO EXAMINER |
| Wednesday, September 28, 2016 | NON-FINAL ACTION WRITTEN |
| Wednesday, September 28, 2016 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, November 15, 2017 | TEAS STATEMENT OF USE RECEIVED |
| Wednesday, March 1, 2017 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, March 1, 2017 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Thursday, March 2, 2017 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Saturday, March 4, 2017 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, March 29, 2017 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, April 18, 2017 | PUBLISHED FOR OPPOSITION |
| Tuesday, April 18, 2017 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, June 13, 2017 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Friday, January 5, 2018 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Monday, January 22, 2024 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Monday, January 22, 2024 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Monday, January 22, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, November 15, 2017 | USE AMENDMENT FILED |
| Thursday, November 30, 2017 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Friday, December 1, 2017 | STATEMENT OF USE PROCESSING COMPLETE |
| Thursday, January 4, 2018 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Tuesday, February 6, 2018 | REGISTERED-PRINCIPAL REGISTER |
| Wednesday, February 21, 2018 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Monday, February 6, 2023 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, January 31, 2024 | TEAS SECTION 8 & 15 RECEIVED |
| Friday, August 16, 2024 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Friday, August 16, 2024 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Friday, August 16, 2024 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Monday, January 22, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, January 22, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |