| Serial Number | 90600640 |
| Word Mark | A A M ADVISORS ASSET MANAGEMENT |
| Filing Date | Wednesday, March 24, 2021 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, January 3, 2023 |
| Registration Number | 6938622 |
| Registration Date | Tuesday, January 3, 2023 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, October 18, 2022 |
| Goods and Services | conducting educational seminars and educational activities, namely workshops, courses and classes in the field of financial markets, investment techniques, and financial portfolio management |
| Description of Mark | The mark consists of a silver upward curving arrow superimposed on a blue square, having the blue letters "A A M" to the right of the square, said letters featuring a small blue arrow between the first and second "A" and also between the second "A" and the "M"; all of the above underscored by an orange line; and under the orange line the words "Advisors Asset Management" in blue. |
| Goods and Services | Investment services, namely, the brokerage of unit investment trusts, exchange-traded funds, mutual funds, managed accounts, fixed income and structured products |
| Indication of Colors claimed | The color(s) blue, silver and orange is/are claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "ADVISORS ASSET MANAGEMENT" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, July 1, 2021 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, November 27, 2007 |
| First Use In Commerce Date | Tuesday, November 27, 2007 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, July 1, 2021 |
| Primary Code | 041 |
| First Use Anywhere Date | Tuesday, November 27, 2007 |
| First Use In Commerce Date | Tuesday, November 27, 2007 |
| Party Name | Advisors Asset Management, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Monument, CO 80132 |
| Party Name | Advisors Asset Management, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Monument, CO 80132 |
| Party Name | Advisors Asset Management, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Monument, CO 80132 |
| Event Date | Event Description |
| Tuesday, January 3, 2023 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Tuesday, January 3, 2023 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, October 18, 2022 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, October 18, 2022 | PUBLISHED FOR OPPOSITION |
| Wednesday, September 28, 2022 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Friday, September 9, 2022 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, September 8, 2022 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, September 8, 2022 | ASSIGNED TO LIE |
| Thursday, September 8, 2022 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Thursday, September 8, 2022 | EXAMINERS AMENDMENT E-MAILED |
| Thursday, September 8, 2022 | EXAMINERS AMENDMENT -WRITTEN |
| Thursday, May 19, 2022 | NOTIFICATION OF FINAL REFUSAL EMAILED |
| Thursday, May 19, 2022 | FINAL REFUSAL E-MAILED |
| Thursday, May 19, 2022 | FINAL REFUSAL WRITTEN |
| Monday, May 2, 2022 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, May 2, 2022 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, May 2, 2022 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, February 8, 2022 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, February 8, 2022 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, February 8, 2022 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, November 2, 2021 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Tuesday, November 2, 2021 | NON-FINAL ACTION E-MAILED |
| Tuesday, November 2, 2021 | NON-FINAL ACTION WRITTEN |
| Friday, October 29, 2021 | ASSIGNED TO EXAMINER |
| Friday, July 2, 2021 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Thursday, July 1, 2021 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Friday, April 9, 2021 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Friday, April 9, 2021 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, April 9, 2021 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Saturday, March 27, 2021 | NEW APPLICATION ENTERED IN TRAM |