401(K) U Trademark

Trademark Overview

On Tuesday, January 18, 2022, a trademark application was filed for 401(K) U with the United States Patent and Trademark Office. The USPTO has given the 401(K) U trademark a serial number of 97224220. The federal status of this trademark filing is REGISTERED as of Tuesday, October 3, 2023. This trademark is owned by Sapling Wealth Management, LLC. The 401(K) U trademark is filed in the Education & Entertainment Services category with the following description:

Educational services, namely, providing workshops in the fields of financial planning and 401(k) management
401(k) u

General Information

Serial Number97224220
Word Mark401(K) U
Filing DateTuesday, January 18, 2022
Status700 - REGISTERED
Status DateTuesday, October 3, 2023
Registration Number7184185
Registration DateTuesday, October 3, 2023
Mark Drawing3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s)
Published for Opposition DateTuesday, February 21, 2023

Trademark Statements

Goods and ServicesEducational services, namely, providing workshops in the fields of financial planning and 401(k) management
Description of MarkThe mark consists of the stylized wording "401(K) U" where "401(K)" is in a rectangular carrier and placed over the "U". Two laurel branches are on either side of the base of the "U". A small arrow appears on the lower portion of the letter "U". The shaded rectangular background is not claimed as a feature of the mark.
Pseudo MarkFOUR ZERO ONE K U; FOUR HUNDRED ONE K U
Indication of Colors claimedColor is not claimed as a feature of the mark.
Disclaimer with Predetermined Text"401(K)"

Classification Information

International Class041 - Education; providing of training; entertainment; sporting and cultural activities.
US Class Codes100, 101, 107
Class Status Code6 - Active
Class Status DateMonday, January 24, 2022
Primary Code041
First Use Anywhere DateTuesday, August 1, 2023
First Use In Commerce DateTuesday, August 1, 2023

Trademark Owner History

Party NameSapling Wealth Management, LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressSeattle, WA 98119
Party NameSapling Wealth Management, LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressSeattle, WA 98119
Party NameSapling Wealth Management, LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressSeattle, WA 98119

Trademark Events

Event DateEvent Description
Tuesday, October 3, 2023NOTICE OF REGISTRATION CONFIRMATION EMAILED
Tuesday, October 3, 2023REGISTERED-PRINCIPAL REGISTER
Thursday, August 31, 2023NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
Wednesday, August 30, 2023ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Monday, August 28, 2023STATEMENT OF USE PROCESSING COMPLETE
Tuesday, August 22, 2023USE AMENDMENT FILED
Monday, August 28, 2023CASE ASSIGNED TO INTENT TO USE PARALEGAL
Tuesday, August 22, 2023TEAS STATEMENT OF USE RECEIVED
Tuesday, April 18, 2023NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Tuesday, February 21, 2023OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, February 21, 2023PUBLISHED FOR OPPOSITION
Wednesday, February 1, 2023NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Friday, January 13, 2023APPROVED FOR PUB - PRINCIPAL REGISTER
Thursday, January 12, 2023TEAS/EMAIL CORRESPONDENCE ENTERED
Thursday, January 12, 2023CORRESPONDENCE RECEIVED IN LAW OFFICE
Thursday, January 12, 2023TEAS RESPONSE TO OFFICE ACTION RECEIVED
Tuesday, January 10, 2023NOTIFICATION OF NON-FINAL ACTION E-MAILED
Tuesday, January 10, 2023NON-FINAL ACTION E-MAILED
Tuesday, January 10, 2023NON-FINAL ACTION WRITTEN
Friday, December 30, 2022TEAS/EMAIL CORRESPONDENCE ENTERED
Friday, December 30, 2022CORRESPONDENCE RECEIVED IN LAW OFFICE
Thursday, December 29, 2022ASSIGNED TO LIE
Wednesday, November 2, 2022TEAS RESPONSE TO OFFICE ACTION RECEIVED
Thursday, October 27, 2022NOTIFICATION OF NON-FINAL ACTION E-MAILED
Thursday, October 27, 2022NON-FINAL ACTION E-MAILED
Thursday, October 27, 2022NON-FINAL ACTION WRITTEN
Thursday, October 27, 2022EXAMINER'S AMENDMENT ENTERED
Thursday, October 27, 2022NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Thursday, October 27, 2022EXAMINERS AMENDMENT E-MAILED
Thursday, October 27, 2022EXAMINERS AMENDMENT -WRITTEN
Wednesday, October 26, 2022ASSIGNED TO EXAMINER
Tuesday, January 25, 2022NOTICE OF DESIGN SEARCH CODE E-MAILED
Monday, January 24, 2022NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Friday, January 21, 2022NEW APPLICATION ENTERED

Related Keywords

financial planning management fields workshops services namely providing educational