401(K) TRAK Trademark

Trademark Overview


On Monday, March 15, 1993, a trademark application was filed for 401(K) TRAK with the United States Patent and Trademark Office. The USPTO has given the 401(K) TRAK trademark a serial number of 74368057. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, February 19, 2016. This trademark is owned by Shearson Lehman Brothers Inc.. The 401(K) TRAK trademark is filed in the Insurance & Financial Services category with the following description:

retirement plan management services

General Information


Serial Number74368057
Word Mark401(K) TRAK
Filing DateMonday, March 15, 1993
Status710 - CANCELLED - SECTION 8
Status DateFriday, February 19, 2016
Registration Number1806413
Registration DateTuesday, November 23, 1993
Mark Drawing1000 - Typeset: Word(s) / letter(s) / number(s)
Published for Opposition DateTuesday, August 31, 1993

Trademark Statements


Disclaimer with Predetermined Text"401(K)"
Goods and Servicesretirement plan management services
Pseudo Mark401(K) TRACK

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes101, 102
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, February 19, 2016
Primary Code036
First Use Anywhere DateSaturday, October 31, 1992
First Use In Commerce DateSaturday, October 31, 1992

Trademark Owner History


Party NameMORGAN STANLEY SMITH BARNEY HOLDINGS LLC
Party Type46 - New Owner After Registration
Legal Entity Type16 - Limited Liability Company
AddressPURCHASE, NY 10577

Party NameCITIGROUP GLOBAL MARKETS, INC.
Party Type45 - New Owner After Registration
Legal Entity Type03 - Corporation
AddressNEW YORK, NY 10013

Party NameSALOMON SMITH BARNEY, INC.
Party Type44 - New Owner After Registration
Legal Entity Type03 - Corporation
AddressNEW YORK, NY 10013

Party NameShearson Lehman Brothers Inc.
Party Type30 - Original Registrant
Legal Entity Type03 - Corporation
AddressNew York, NY 10013

Party NameShearson Lehman Brothers Inc.
Party Type20 - Owner at Publication
Legal Entity Type03 - Corporation
AddressNew York, NY 10013

Party NameShearson Lehman Brothers Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressNew York, NY 10013

Trademark Events


Event DateEvent Description
Friday, February 19, 2016CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9
Tuesday, April 26, 2011CASE FILE IN TICRS
Thursday, March 24, 2011CASE FILE IN TICRS
Wednesday, July 29, 2009AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP
Thursday, July 29, 2004REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS)
Thursday, July 29, 2004REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED
Wednesday, May 26, 2004REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
Wednesday, May 26, 2004REGISTERED - COMBINED SECTION 8 (10-YR) & SEC. 9 FILED
Friday, March 10, 2000REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Friday, November 19, 1999REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED
Tuesday, November 23, 1993REGISTERED-PRINCIPAL REGISTER
Tuesday, August 31, 1993PUBLISHED FOR OPPOSITION
Monday, August 2, 1993NOTICE OF PUBLICATION
Thursday, June 17, 1993APPROVED FOR PUB - PRINCIPAL REGISTER
Thursday, June 10, 1993EXAMINER'S AMENDMENT MAILED
Monday, June 7, 1993ASSIGNED TO EXAMINER