401(K) ROADMAP FUNDS Trademark

Trademark Overview


On Monday, August 11, 2014, a trademark application was filed for 401(K) ROADMAP FUNDS with the United States Patent and Trademark Office. The USPTO has given the 401(K) ROADMAP FUNDS trademark a serial number of 86363053. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Friday, January 2, 2026. This trademark is owned by Legg Mason & Co., LLC. The 401(K) ROADMAP FUNDS trademark is filed in the Insurance & Financial Services category with the following description:

Financial services, namely, asset, investment, and portfolio management services
401(k) roadmap funds

General Information


Serial Number86363053
Word Mark401(K) ROADMAP FUNDS
Filing DateMonday, August 11, 2014
Status710 - CANCELLED - SECTION 8
Status DateFriday, January 2, 2026
Registration Number4761901
Registration DateTuesday, June 23, 2015
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, January 20, 2015

Trademark Statements


NOT AVAILABLE"401(K)" AND "FUNDS"
Goods and ServicesFinancial services, namely, asset, investment, and portfolio management services

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code2 - Sec. 8 - Entire Registration
Class Status DateFriday, January 2, 2026
Primary Code036
First Use Anywhere DateFriday, November 14, 2014
First Use In Commerce DateFriday, November 14, 2014

Trademark Owner History


Party NameLegg Mason & Co., LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressBaltimore, MD 21201

Party NameLegg Mason & Co., LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressBaltimore, MD 21201

Party NameLegg Mason & Co., LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressBaltimore, MD 21201

Trademark Events


Event DateEvent Description
Thursday, August 14, 2014NEW APPLICATION ENTERED
Wednesday, August 20, 2014NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Tuesday, November 25, 2014ASSIGNED TO EXAMINER
Tuesday, December 2, 2014NON-FINAL ACTION WRITTEN
Tuesday, December 2, 2014NON-FINAL ACTION E-MAILED
Tuesday, December 2, 2014NOTIFICATION OF NON-FINAL ACTION E-MAILED
Wednesday, December 3, 2014EXAMINERS AMENDMENT -WRITTEN
Wednesday, December 3, 2014EXAMINERS AMENDMENT E-MAILED
Wednesday, December 3, 2014NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Wednesday, December 3, 2014EXAMINER'S AMENDMENT ENTERED
Wednesday, December 3, 2014APPROVED FOR PUB - PRINCIPAL REGISTER
Tuesday, December 16, 2014ASSIGNED TO LIE
Tuesday, December 16, 2014LAW OFFICE PUBLICATION REVIEW COMPLETED
Wednesday, December 31, 2014NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Tuesday, January 20, 2015PUBLISHED FOR OPPOSITION
Tuesday, January 20, 2015OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, March 17, 2015NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Wednesday, March 18, 2015TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, March 18, 2015TEAS STATEMENT OF USE RECEIVED
Thursday, April 23, 2015CASE ASSIGNED TO INTENT TO USE PARALEGAL
Wednesday, March 18, 2015USE AMENDMENT FILED
Friday, April 24, 2015STATEMENT OF USE PROCESSING COMPLETE
Friday, May 15, 2015ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Saturday, May 16, 2015NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
Tuesday, June 23, 2015REGISTERED-PRINCIPAL REGISTER
Tuesday, June 23, 2020COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Wednesday, June 9, 2021TEAS SECTION 8 & 15 RECEIVED
Thursday, September 23, 2021CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Friday, September 24, 2021REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Friday, September 24, 2021NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Friday, January 21, 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Friday, January 21, 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Friday, January 21, 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
Tuesday, March 15, 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, March 15, 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Tuesday, March 15, 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
Sunday, June 23, 2024COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED
Friday, January 2, 2026CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9