401(K) ROADMAP FUNDS Trademark

Trademark Overview


On Monday, August 11, 2014, a trademark application was filed for 401(K) ROADMAP FUNDS with the United States Patent and Trademark Office. The USPTO has given the 401(K) ROADMAP FUNDS trademark a serial number of 86363053. The federal status of this trademark filing is SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED as of Friday, September 24, 2021. This trademark is owned by Legg Mason & Co., LLC. The 401(K) ROADMAP FUNDS trademark is filed in the Insurance & Financial Services category with the following description:

Financial services, namely, asset, investment, and portfolio management services
401(k) roadmap funds

General Information


Serial Number86363053
Word Mark401(K) ROADMAP FUNDS
Filing DateMonday, August 11, 2014
Status702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED
Status DateFriday, September 24, 2021
Registration Number4761901
Registration DateTuesday, June 23, 2015
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateTuesday, January 20, 2015

Trademark Statements


Goods and ServicesFinancial services, namely, asset, investment, and portfolio management services
NOT AVAILABLE"401(K)" AND "FUNDS"

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateWednesday, August 20, 2014
Primary Code036
First Use Anywhere DateFriday, November 14, 2014
First Use In Commerce DateFriday, November 14, 2014

Trademark Owner History


Party NameLegg Mason & Co., LLC
Party Type30 - Original Registrant
Legal Entity Type16 - Limited Liability Company
AddressBaltimore, MD 21201

Party NameLegg Mason & Co., LLC
Party Type20 - Owner at Publication
Legal Entity Type16 - Limited Liability Company
AddressBaltimore, MD 21201

Party NameLegg Mason & Co., LLC
Party Type10 - Original Applicant
Legal Entity Type16 - Limited Liability Company
AddressBaltimore, MD 21201

Trademark Events


Event DateEvent Description
Wednesday, December 3, 2014EXAMINERS AMENDMENT E-MAILED
Thursday, August 14, 2014NEW APPLICATION ENTERED
Wednesday, August 20, 2014NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Tuesday, November 25, 2014ASSIGNED TO EXAMINER
Tuesday, December 2, 2014NON-FINAL ACTION WRITTEN
Tuesday, December 2, 2014NON-FINAL ACTION E-MAILED
Tuesday, December 2, 2014NOTIFICATION OF NON-FINAL ACTION E-MAILED
Wednesday, December 3, 2014EXAMINERS AMENDMENT -WRITTEN
Wednesday, December 3, 2014NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED
Wednesday, December 3, 2014EXAMINER'S AMENDMENT ENTERED
Wednesday, March 18, 2015TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, March 18, 2015TEAS STATEMENT OF USE RECEIVED
Wednesday, December 3, 2014APPROVED FOR PUB - PRINCIPAL REGISTER
Tuesday, December 16, 2014ASSIGNED TO LIE
Tuesday, December 16, 2014LAW OFFICE PUBLICATION REVIEW COMPLETED
Wednesday, December 31, 2014NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED
Tuesday, January 20, 2015PUBLISHED FOR OPPOSITION
Tuesday, January 20, 2015OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED
Tuesday, March 17, 2015NOA E-MAILED - SOU REQUIRED FROM APPLICANT
Friday, May 15, 2015ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED
Saturday, May 16, 2015NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED
Tuesday, June 23, 2015REGISTERED-PRINCIPAL REGISTER
Tuesday, June 23, 2020COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED
Wednesday, March 18, 2015USE AMENDMENT FILED
Friday, April 24, 2015STATEMENT OF USE PROCESSING COMPLETE
Thursday, April 23, 2015CASE ASSIGNED TO INTENT TO USE PARALEGAL
Wednesday, June 9, 2021TEAS SECTION 8 & 15 RECEIVED
Thursday, September 23, 2021CASE ASSIGNED TO POST REGISTRATION PARALEGAL
Friday, September 24, 2021NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED
Tuesday, March 15, 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Friday, September 24, 2021REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK.
Friday, January 21, 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
Friday, January 21, 2022ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Friday, January 21, 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, March 15, 2022TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED
Tuesday, March 15, 2022TEAS CHANGE OF CORRESPONDENCE RECEIVED
Sunday, June 23, 2024COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED