| Serial Number | 76156439 |
| Word Mark | 401(K) ADVISOR |
| Filing Date | Monday, October 30, 2000 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, January 20, 2023 |
| Registration Number | 2593209 |
| Registration Date | Tuesday, July 9, 2002 |
| Mark Drawing | 1000 - Typeset: Word(s) / letter(s) / number(s) |
| Published for Opposition Date | NOT AVAILABLE |
| Goods and Services | FINANCIAL SERVICES, NAMELY, INVESTMENT MANAGEMENT, INVESTMENT CONSULTATION AND ADVICE IN THE FIELD OF MUTUAL FUNDS |
| Pseudo Mark | 401 K ADVISOR |
| Disclaimer with Predetermined Text | "ADVISOR" |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, January 20, 2023 |
| Primary Code | 036 |
| First Use Anywhere Date | Wednesday, December 31, 1997 |
| First Use In Commerce Date | Wednesday, December 31, 1997 |
| Party Name | MORGAN STANLEY DOMESTIC HOLDINGS, INC. |
| Party Type | 33 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10036 |
| Party Name | MORGAN STANLEY SMITH BARNEY HOLDINGS LLC |
| Party Type | 32 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | PURCHASE, NY 10577 |
| Party Name | Citigroup Global Markets Inc. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10013 |
| Party Name | Salomon Smith Barney Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10013 |
| Party Name | Salomon Smith Barney Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10013 |
| Event Date | Event Description |
| Friday, January 20, 2023 | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 |
| Friday, July 9, 2021 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |
| Wednesday, February 8, 2017 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Thursday, March 31, 2016 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, July 5, 2012 | NOTICE OF ACCEPTANCE OF SEC. 8 & 9 - MAILED |
| Thursday, July 5, 2012 | REGISTERED AND RENEWED (FIRST RENEWAL - 10 YRS) |
| Thursday, July 5, 2012 | REGISTERED - SEC. 8 (10-YR) ACCEPTED/SEC. 9 GRANTED |
| Thursday, July 5, 2012 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Tuesday, June 26, 2012 | TEAS SECTION 8 & 9 RECEIVED |
| Wednesday, July 29, 2009 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Saturday, July 19, 2008 | REGISTERED - SEC. 8 (6-YR) ACCEPTED |
| Wednesday, July 16, 2008 | ASSIGNED TO PARALEGAL |
| Thursday, July 3, 2008 | TEAS SECTION 8 RECEIVED |
| Monday, October 22, 2007 | CASE FILE IN TICRS |
| Tuesday, July 9, 2002 | REGISTERED-SUPPLEMENTAL REGISTER |
| Monday, April 22, 2002 | APPROVED FOR REGISTRATION SUPPLEMENTAL REGISTER |
| Monday, April 15, 2002 | EXAMINERS AMENDMENT MAILED |
| Tuesday, October 30, 2001 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, May 2, 2001 | NON-FINAL ACTION MAILED |
| Wednesday, March 21, 2001 | ASSIGNED TO EXAMINER |