401(K) ADVISOR Trademark
Trademark Overview
On Thursday, October 22, 1992, a trademark application was filed for 401(K) ADVISOR with the United States Patent and Trademark Office. The USPTO has given the 401(K) ADVISOR trademark a serial number of 74324430. The federal status of this trademark filing is CANCELLED - SECTION 8 as of Saturday, September 24, 2005. This trademark is owned by Shearson Lehman Brothers Inc.. The 401(K) ADVISOR trademark is filed in the Computer & Software Products & Electrical & Scientific Products category with the following description:
computer software for retirement plan participants for managing a retirement fund
General Information
| Serial Number | 74324430 |
| Word Mark | 401(K) ADVISOR |
| Filing Date | Thursday, October 22, 1992 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Saturday, September 24, 2005 |
| Registration Number | 1868841 |
| Registration Date | Tuesday, December 20, 1994 |
| Mark Drawing | 1000 - Typeset: Word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, April 6, 1993 |
Trademark Statements
| Disclaimer with Predetermined Text | "401(K)" |
| Goods and Services | computer software for retirement plan participants for managing a retirement fund |
Classification Information
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 038 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Saturday, September 24, 2005 |
| Primary Code | 009 |
| First Use Anywhere Date | Wednesday, September 30, 1992 |
| First Use In Commerce Date | Wednesday, September 30, 1992 |
Trademark Owner History
| Party Name | SALOMON SMITH BARNEY INC. |
| Party Type | 41 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10013 |
| Party Name | SMITH BARNEY SHEARSON INC. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10013 |
| Party Name | SMITH BARNEY SHEARSON INC. |
| Party Type | 23 - New Owner After Publication |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10013 |
| Party Name | SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED |
| Party Type | 21 - New Owner After Publication |
| Legal Entity Type | 03 - Corporation |
| Address | NEW YORK, NY 10105 |
| Party Name | Shearson Lehman Brothers Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10013 |
| Party Name | Shearson Lehman Brothers Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | New York, NY 10013 |
Trademark Events
| Event Date | Event Description |
| Saturday, September 24, 2005 | CANCELLED SEC. 8 (10-YR)/EXPIRED SECTION 9 |
| Thursday, November 2, 2000 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Tuesday, July 25, 2000 | REGISTERED - SEC. 8 (6-YR) & SEC. 15 FILED |
| Tuesday, December 20, 1994 | REGISTERED-PRINCIPAL REGISTER |
| Friday, August 5, 1994 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, July 28, 1994 | ASSIGNED TO EXAMINER |
| Wednesday, July 27, 1994 | STATEMENT OF USE PROCESSING COMPLETE |
| Tuesday, June 21, 1994 | USE AMENDMENT FILED |
| Thursday, February 24, 1994 | EXTENSION 1 GRANTED |
| Wednesday, December 29, 1993 | EXTENSION 1 FILED |
| Tuesday, June 29, 1993 | NOA MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, April 6, 1993 | PUBLISHED FOR OPPOSITION |
| Friday, March 5, 1993 | NOTICE OF PUBLICATION |
| Tuesday, January 26, 1993 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, January 21, 1993 | EXAMINER'S AMENDMENT MAILED |
| Tuesday, January 19, 1993 | ASSIGNED TO EXAMINER |
