| Serial Number | 76713315 |
| Word Mark | 401 K ADVISORS |
| Filing Date | Tuesday, January 29, 2013 |
| Status | 603 - ABANDONED - AFTER EX PARTE APPEAL |
| Status Date | Thursday, July 30, 2015 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | NOT AVAILABLE |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "401", "K" AND "ADVISORS" |
| Description of Mark | The mark consists of the stylized number "401" followed by a star and the letter "K", all three of which are underlined, and all three of which appear above the stylized word "ADVISORS", which is also underlined, with all of the foregoing appearing inside a square with a border. |
| Goods and Services | Business consultation services for financial organizations in the fields of business portfolio management, analyzing and compiling data for measuring the performance of mutual funds |
| Goods and Services | Consulting services for employee benefits concerning retirement plans; financial advisory services in the field of retirement planning; advisory services in the field of mutual funds and separate retirement account management; and financial due diligence services for investment products and managers |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, January 30, 2013 |
| Primary Code | 035 |
| First Use Anywhere Date | Sunday, November 30, 2003 |
| First Use In Commerce Date | Sunday, November 30, 2003 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, January 30, 2013 |
| Primary Code | 036 |
| First Use Anywhere Date | Sunday, November 30, 2003 |
| First Use In Commerce Date | Sunday, November 30, 2003 |
| Party Name | 401(k) Advisors, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Aliso Viejo, CA 92656 |
| Event Date | Event Description |
| Monday, August 10, 2015 | ABANDONMENT NOTICE MAILED - AFTER EX PARTE APPEAL |
| Thursday, July 30, 2015 | ABANDONMENT - AFTER EX PARTE APPEAL |
| Thursday, July 30, 2015 | EXPARTE APPEAL TERMINATED |
| Tuesday, June 16, 2015 | EXPARTE APPEAL DSMSED - FAILURE TO FILE BRIEF |
| Friday, April 17, 2015 | PETITION TO DIRECTOR - DISMISSED |
| Wednesday, April 15, 2015 | ASSIGNED TO PETITION STAFF |
| Monday, September 8, 2014 | PETITION TO DIRECTOR RECEIVED |
| Friday, March 13, 2015 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Thursday, October 16, 2014 | SUBSEQUENT FINAL MAILED |
| Thursday, October 16, 2014 | SUBSEQUENT FINAL MAILED |
| Wednesday, October 15, 2014 | SUBSEQUENT FINAL REFUSAL WRITTEN |
| Wednesday, September 24, 2014 | EX PARTE APPEAL-INSTITUTED |
| Wednesday, September 24, 2014 | JURISDICTION RESTORED TO EXAMINING ATTORNEY |
| Thursday, March 6, 2014 | FINAL REFUSAL MAILED |
| Wednesday, March 5, 2014 | FINAL REFUSAL WRITTEN |
| Friday, January 3, 2014 | AMENDMENT FROM APPLICANT ENTERED |
| Friday, January 3, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, December 30, 2013 | ASSIGNED TO LIE |
| Tuesday, December 17, 2013 | ASSIGNED TO LIE |
| Monday, December 2, 2013 | PAPER RECEIVED |
| Tuesday, May 28, 2013 | NON-FINAL ACTION MAILED |
| Friday, May 24, 2013 | NON-FINAL ACTION WRITTEN |
| Monday, May 13, 2013 | ASSIGNED TO EXAMINER |
| Tuesday, February 5, 2013 | APPLICATION FILING RECEIPT MAILED |
| Wednesday, January 30, 2013 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |