| Serial Number | 76713314 |
| Word Mark | 401 K ADVISORS |
| Filing Date | Tuesday, January 29, 2013 |
| Status | 603 - ABANDONED - AFTER EX PARTE APPEAL |
| Status Date | Monday, August 10, 2015 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | NOT AVAILABLE |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Disclaimer with Predetermined Text | "401", "K" AND "ADVISORS" |
| Description of Mark | The mark consists of the stylized number "401" followed by a star and the letter "K", all of which are underlined, and all of which appear above the stylized word "ADVISORS", which is also underlined. |
| Goods and Services | Business consultation services for financial organizations in the fields of business portfolio management, analyzing and compiling data for measuring the performance of mutual funds |
| Goods and Services | Consulting services for employee benefits concerning retirement plans; financial advisory services in the field of retirement planning; advisory services in the field of mutual funds and separate retirement account management; and financial due diligence services for investment products and managers |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, January 30, 2013 |
| Primary Code | 035 |
| First Use Anywhere Date | Sunday, November 30, 2003 |
| First Use In Commerce Date | Sunday, November 30, 2003 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Wednesday, January 30, 2013 |
| Primary Code | 036 |
| First Use Anywhere Date | Sunday, November 30, 2003 |
| First Use In Commerce Date | Sunday, November 30, 2003 |
| Party Name | 401(k) Advisors, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Aliso Viejo, CA 92656 |
| Event Date | Event Description |
| Monday, August 10, 2015 | ABANDONMENT NOTICE MAILED - AFTER EX PARTE APPEAL |
| Monday, August 10, 2015 | ABANDONMENT - AFTER EX PARTE APPEAL |
| Monday, August 10, 2015 | EXPARTE APPEAL TERMINATED |
| Thursday, June 25, 2015 | EXPARTE APPEAL DSMSED - FAILURE TO FILE BRIEF |
| Friday, April 17, 2015 | PETITION TO DIRECTOR - DISMISSED |
| Thursday, April 16, 2015 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, April 16, 2015 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, April 15, 2015 | TEAS REQUEST FOR RECONSIDERATION RECEIVED |
| Wednesday, April 15, 2015 | ASSIGNED TO PETITION STAFF |
| Monday, September 8, 2014 | PETITION TO DIRECTOR RECEIVED |
| Thursday, October 16, 2014 | SUBSEQUENT FINAL MAILED |
| Thursday, October 16, 2014 | SUBSEQUENT FINAL MAILED |
| Wednesday, October 15, 2014 | SUBSEQUENT FINAL REFUSAL WRITTEN |
| Wednesday, September 24, 2014 | EX PARTE APPEAL-INSTITUTED |
| Wednesday, September 24, 2014 | JURISDICTION RESTORED TO EXAMINING ATTORNEY |
| Thursday, September 11, 2014 | EXPARTE APPEAL RECEIVED AT TTAB |
| Thursday, March 6, 2014 | FINAL REFUSAL MAILED |
| Wednesday, March 5, 2014 | FINAL REFUSAL WRITTEN |
| Friday, January 3, 2014 | AMENDMENT FROM APPLICANT ENTERED |
| Friday, January 3, 2014 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, December 30, 2013 | ASSIGNED TO LIE |
| Tuesday, December 17, 2013 | ASSIGNED TO LIE |
| Monday, December 2, 2013 | PAPER RECEIVED |
| Tuesday, May 28, 2013 | NON-FINAL ACTION MAILED |
| Friday, May 24, 2013 | NON-FINAL ACTION WRITTEN |
| Monday, May 13, 2013 | ASSIGNED TO EXAMINER |
| Tuesday, February 5, 2013 | APPLICATION FILING RECEIPT MAILED |
| Wednesday, January 30, 2013 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |