401 FINANCIAL Trademark

Trademark Overview


On Tuesday, January 7, 2025, a trademark application was filed for 401 FINANCIAL with the United States Patent and Trademark Office. The USPTO has given the 401 FINANCIAL trademark a serial number of 98942736. The federal status of this trademark filing is RESPONSE AFTER NON-FINAL ACTION - ENTERED as of Monday, July 28, 2025. This trademark is owned by Jeff Lorenz Financial Services, Inc.. The 401 FINANCIAL trademark is filed in the Insurance & Financial Services category with the following description:

Financial services in the nature of an investment security; Financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; Financial services, namely, coordination, within a single account, of an investment portfolio's maintenance, trading, rebalancing, and tax management needs; Financial services, namely, electronic transfer of cryptocurrency; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, life insurance settlement services; Financial services, namely, proprietary trading in commodities, securities, options, futures, equities and fixed income products in the United States and overseas market securities; Financial services, namely, provid...
401 financial

General Information


Serial Number98942736
Word Mark401 FINANCIAL
Filing DateTuesday, January 7, 2025
Status661 - RESPONSE AFTER NON-FINAL ACTION - ENTERED
Status DateMonday, July 28, 2025
Registration Number0000000
Registration DateNOT AVAILABLE
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateNOT AVAILABLE

Trademark Statements


Goods and ServicesFinancial services in the nature of an investment security; Financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; Financial services, namely, coordination, within a single account, of an investment portfolio's maintenance, trading, rebalancing, and tax management needs; Financial services, namely, electronic transfer of cryptocurrency; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, life insurance settlement services; Financial services, namely, proprietary trading in commodities, securities, options, futures, equities and fixed income products in the United States and overseas market securities; Financial services, namely, providing an investment option available for variable annuity and variable life insurance products; Financial services, namely, the trading of financial instruments, securities, shares, options and other derivative products; Financial services, namely, wealth management services; Financial advice and consultancy services; Financial advisory and consultancy services; Financial advisory and consultancy services relating to micro credits, micro finance and energy products; Financial advisory and consultancy services, namely, the creation of personalized strategies to achieve financial independence; Financial advisory and consultancy services, namely, the creation of personalized strategies to achieve financial independence by investing in Stock, Bond, ETF, Mutual fund, Insurance products.; Financial affairs and monetary affairs, namely, financial information, management and analysis services; Financial analysis and research services; Financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; Financial consultancy services; Financial consulting services, namely, expert analysis in finance
NOT AVAILABLE"FINANCIAL"

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateTuesday, January 7, 2025
Primary Code036
First Use Anywhere DateSaturday, June 1, 2013
First Use In Commerce DateSaturday, June 1, 2013

Trademark Owner History


Party NameJeff Lorenz Financial Services, Inc.
Party Type10 - Original Applicant
Legal Entity Type03 - Corporation
AddressORANGEVALE, CA 95662

Trademark Events


Event DateEvent Description
Tuesday, January 7, 2025NEW APPLICATION ENTERED
Sunday, January 19, 2025NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Thursday, June 26, 2025NOTIFICATION OF NON-FINAL ACTION E-MAILED
Wednesday, July 16, 2025ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED
Wednesday, July 16, 2025TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS
Tuesday, June 17, 2025ASSIGNED TO EXAMINER
Thursday, June 26, 2025NON-FINAL ACTION E-MAILED
Thursday, June 26, 2025NON-FINAL ACTION WRITTEN
Monday, July 28, 2025CORRESPONDENCE RECEIVED IN LAW OFFICE
Monday, July 28, 2025TEAS RESPONSE TO OFFICE ACTION RECEIVED
Monday, July 28, 2025TEAS/EMAIL CORRESPONDENCE ENTERED
Wednesday, July 16, 2025TEAS CHANGE OF CORRESPONDENCE RECEIVED
Wednesday, July 16, 2025TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED