401 FINANCIAL Trademark

Trademark Overview


On Wednesday, December 27, 2023, a trademark application was filed for 401 FINANCIAL with the United States Patent and Trademark Office. The USPTO has given the 401 FINANCIAL trademark a serial number of 98332471. The federal status of this trademark filing is NON-FINAL ACTION - MAILED as of Saturday, July 27, 2024. The 401 FINANCIAL trademark is filed in the Insurance & Financial Services category with the following description:

Financial services in the nature of an investment security; Financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; Financial services, namely, commodity trading and managed futures advisory and management services; Financial services, namely, coordination, within a single account, of an investment portfolio's maintenance, trading, rebalancing, and tax management needs; Financial services, namely, dealing in securities as a market maker and in trading commodities, securities, options, futures, equities and fixed income products in the United States and overseas market securities; Financial services, namely, electronic transfer of crypto assets; Financial services, namely, estate settlement services; Financial services, namely, investment advice, investment management, investment consultation and investmen...
401 financial

General Information


Serial Number98332471
Word Mark401 FINANCIAL
Filing DateWednesday, December 27, 2023
Status641 - NON-FINAL ACTION - MAILED
Status DateSaturday, July 27, 2024
Registration Number0000000
Registration DateNOT AVAILABLE
Mark Drawing4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form
Published for Opposition DateNOT AVAILABLE

Trademark Statements


Pseudo MarkFOUR HUNDRED ONE FINANCIAL
Pseudo MarkFOUR ZERO ONE FINANCIAL
Goods and ServicesFinancial services in the nature of an investment security; Financial services, namely, assisting others with the completion of financial transactions for stocks, bonds, securities and equities; Financial services, namely, broker/dealer services on securities exchanges and over-the-counter markets; Financial services, namely, commodity trading and managed futures advisory and management services; Financial services, namely, coordination, within a single account, of an investment portfolio's maintenance, trading, rebalancing, and tax management needs; Financial services, namely, dealing in securities as a market maker and in trading commodities, securities, options, futures, equities and fixed income products in the United States and overseas market securities; Financial services, namely, electronic transfer of crypto assets; Financial services, namely, estate settlement services; Financial services, namely, investment advice, investment management, investment consultation and investment of funds for others, including private and public equity and debt investment services; Financial services, namely, life insurance settlement services; Financial services, namely, proprietary trading in commodities, securities, options, futures, equities and fixed income products in the United States and overseas market securities; Financial services, namely, providing an investment option available for variable annuity and variable life insurance products; Financial services, namely, the trading of financial instruments, securities, shares, options and other derivative products; Financial services, namely, wealth management services; Financial advice and consultancy services; Financial advisory and consultancy services; Financial advisory and consultancy services relating to micro credits, micro finance and energy products; Financial advisory and consultancy services, namely, the creation of personalized strategies to achieve financial independence; Financial advisory and consultancy services, namely, Stock,Bond, ETF, Mutual fund, Insurance products.; Financial affairs and monetary affairs, namely, financial information, management and analysis services; Financial analysis and research services; Financial and investment services, namely, asset and investment acquisition, consultation, advisory and development; Financial brokerage services for cryptocurrency trading; Financial consultancy services; Financial consulting services, namely, expert analysis in finance; Financial counseling services, namely, helping others build a better working relationship with their money; Financial evaluation, tracking, analysis, forecasting, consultancy, advisory and research services relating to securities and other financial instruments; Financial information and advisory services; Financial investment brokerage services; Financial planning and investment advisory services; Financial portfolio analysis services; Financial research and equity research brokerage services; Financial research and information services; Financial retirement plan consulting services; Financial risk assessment services; Financial securities exchange services; College consulting services, namely, assisting students in applying for scholarships and financial aid; College counseling services, namely, assisting students in applying for scholarships and financial aid; Electronic financial trading services; Insurance and financial information and consultancy services; On-line financial planning services; Providing financial services with respect to securities and other financial instruments and products, namely, money management services; Providing financial services with respect to securities and other financial instruments and products, namely, trading of and investments in securities and financial instruments and products for others; Providing financial assessment services to individuals and corporations; Providing financial consultation services to individuals and corporations; Strategic financial advisory services; Strategic corporate financial advisory services

Classification Information


International Class036 - Insurance; financial affairs; monetary affairs; real estate affairs.
US Class Codes100, 101, 102
Class Status Code6 - Active
Class Status DateWednesday, December 27, 2023
Primary Code036
First Use Anywhere DateFriday, June 1, 2012
First Use In Commerce DateFriday, June 1, 2012

Trademark Owner History


Party NameNOT AVAILABLE
Party Type10 - Original Applicant
Legal Entity Type01 - Individual
AddressORANGEVALE, CA 95662

Trademark Events


Event DateEvent Description
Wednesday, December 27, 2023NEW APPLICATION ENTERED
Wednesday, April 10, 2024NEW APPLICATION OFFICE SUPPLIED DATA ENTERED
Saturday, July 27, 2024NOTIFICATION OF NON-FINAL ACTION E-MAILED
Saturday, July 27, 2024NON-FINAL ACTION E-MAILED
Saturday, July 27, 2024NON-FINAL ACTION WRITTEN
Friday, July 26, 2024ASSIGNED TO EXAMINER