| Serial Number | 79317610 |
| Word Mark | 3ONE4 CAPITAL |
| Filing Date | Friday, March 19, 2021 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, September 13, 2022 |
| Registration Number | 6841483 |
| Registration Date | Tuesday, September 13, 2022 |
| Mark Drawing | 3000 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, June 28, 2022 |
| Description of Mark | The mark consists of the stylized numerals and wording "3ONE4 CAPITAL" to the right of a partial Pi symbol and a vertical line. The black background represents transparent or shading and is not a feature of the mark. |
| Pseudo Mark | THREE ONE FOUR CAPITAL; 314; 3.14 |
| Goods and Services | Financial services, namely, investment management and advisory, including public equity and debt investment services; financial evaluation; financial asset management; private equity capital, growth equity funds and venture capital financing, investment and consultation; investments services, namely, asset acquisition and management; financial portfolio management and analysis services; management of investment funds and funds investment; facilitating and arranging for the financing of business enterprises; consultation, advisory services and management of and in investments in various asset classes; project financing; real estate investment services |
| Goods and Services | Advertising services, business management, business administration and providing office functions services for or of the businesses of others engaged in investment fund services and consultation, financial analysis and management, investment management, financial evaluation, asset acquisition and management, financial portfolio management, financial portfolio analysis services, management of investment funds and funds investment, facilitating and arranging for the financing of business enterprises, project financing, real estate investment, economic forecasting and marketing research in the finance sector |
| Disclaimer with Predetermined Text | "CAPITAL" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, August 13, 2021 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, August 13, 2021 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | 3one4Capital Advisors LLP |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 21 - NOT AVAILABLE |
| Address | IN |
| Party Name | 3one4Capital Advisors LLP |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 21 - NOT AVAILABLE |
| Address | IN |
| Party Name | 3one4Capital Advisors LLP |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 21 - NOT AVAILABLE |
| Address | IN |
| Event Date | Event Description |
| Monday, January 9, 2023 | FINAL DECISION TRANSACTION PROCESSED BY IB |
| Monday, December 19, 2022 | FINAL DISPOSITION NOTICE SENT TO IB |
| Monday, December 19, 2022 | FINAL DISPOSITION PROCESSED |
| Tuesday, December 13, 2022 | FINAL DISPOSITION NOTICE CREATED, TO BE SENT TO IB |
| Tuesday, September 13, 2022 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Tuesday, September 13, 2022 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, June 28, 2022 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, June 28, 2022 | PUBLISHED FOR OPPOSITION |
| Wednesday, June 8, 2022 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Thursday, May 26, 2022 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Friday, April 29, 2022 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, April 29, 2022 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Friday, April 29, 2022 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Sunday, December 26, 2021 | REFUSAL PROCESSED BY IB |
| Friday, December 3, 2021 | NON-FINAL ACTION MAILED - REFUSAL SENT TO IB |
| Friday, December 3, 2021 | REFUSAL PROCESSED BY MPU |
| Thursday, November 4, 2021 | NON-FINAL ACTION (IB REFUSAL) PREPARED FOR REVIEW |
| Wednesday, November 3, 2021 | NON-FINAL ACTION WRITTEN |
| Sunday, October 24, 2021 | ASSIGNED TO EXAMINER |
| Tuesday, August 17, 2021 | APPLICATION FILING RECEIPT MAILED |
| Friday, August 13, 2021 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM |
| Thursday, August 12, 2021 | SN ASSIGNED FOR SECT 66A APPL FROM IB |