| Serial Number | 88225113 |
| Word Mark | 37 CAPITAL |
| Filing Date | Tuesday, December 11, 2018 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, July 30, 2019 |
| Registration Number | 5819313 |
| Registration Date | Tuesday, July 30, 2019 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, May 14, 2019 |
| Description of Mark | The mark consists of the word mark "37 CAPITAL" with the number "37" inside a circle. |
| Pseudo Mark | THIRTY SEVEN CAPITAL |
| Goods and Services | hedge fund investment, brokerage and distribution services; hedge fund administration services, namely, financial administration of hedge funds; investment advice and consultation services; financial services, namely, investment management, financial management, financial analysis, consultation, management and planning services |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | marketing for hedge fund investment, brokerage, advice, consultation and distribution services; marketing for financial services, namely, investment management, financial management, financial analysis, consultation, management and planning services |
| NOT AVAILABLE | "CAPITAL" |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, January 3, 2019 |
| Primary Code | 035 |
| First Use Anywhere Date | Monday, December 3, 2018 |
| First Use In Commerce Date | Monday, December 3, 2018 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, January 3, 2019 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, December 3, 2018 |
| First Use In Commerce Date | Monday, December 3, 2018 |
| Party Name | PUTNAM U.S. HOLDINGS I, LLC |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Boston, MA 02110 |
| Party Name | Putnam Investments, LLC. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Boston, MA 02110 |
| Party Name | Putnam Investments, LLC. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Boston, MA 02110 |
| Party Name | Putnam Investments, LLC. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 16 - Limited Liability Company |
| Address | Boston, MA 02110 |
| Event Date | Event Description |
| Friday, December 14, 2018 | NEW APPLICATION ENTERED |
| Monday, March 11, 2019 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, January 3, 2019 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, January 4, 2019 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Friday, March 8, 2019 | ASSIGNED TO EXAMINER |
| Monday, March 11, 2019 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, March 11, 2019 | EXAMINERS AMENDMENT E-MAILED |
| Monday, March 11, 2019 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Monday, March 11, 2019 | EXAMINER'S AMENDMENT ENTERED |
| Sunday, March 31, 2019 | ASSIGNED TO LIE |
| Wednesday, April 24, 2019 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, May 14, 2019 | PUBLISHED FOR OPPOSITION |
| Tuesday, May 14, 2019 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, July 30, 2019 | REGISTERED-PRINCIPAL REGISTER |
| Friday, January 26, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Friday, January 26, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Wednesday, January 24, 2024 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Friday, January 26, 2024 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Friday, January 26, 2024 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Friday, January 26, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, July 30, 2024 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, July 30, 2024 | TEAS SECTION 8 & 15 RECEIVED |
| Tuesday, August 13, 2024 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, August 13, 2024 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, August 13, 2024 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |