| Serial Number | 86903088 |
| Word Mark | 1040 PROSPECTOR |
| Filing Date | Wednesday, February 10, 2016 |
| Status | 710 - CANCELLED - SECTION 8 |
| Status Date | Friday, February 23, 2024 |
| Registration Number | 5261935 |
| Registration Date | Tuesday, August 8, 2017 |
| Mark Drawing | 4000 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, August 9, 2016 |
| Goods and Services | Educational services, namely, seminars, workshops and classes regarding financial services products, sales and practice management in the fields of financial services, investment services, brokerage account services, estate planning and insurance brokerage services |
| Pseudo Mark | ONE THOUSAND FORTY PROSPECTOR |
| Goods and Services | Financial services, namely, securities broker-dealer services, fee-based financial planning programs, financial and investment advisory programs for independent financial professionals, financial consultation; investment services, namely, investment management, investment portfolio analysis, advice relating to investments; providing information in the fields of finance and investments; providing information in the field of brokerage account services; providing information in the fields of estate planning and insurance brokerage services; providing a website featuring information pertaining to financial services reports for financial services representatives |
| Disclaimer with Predetermined Text | "1040" |
| Goods and Services | Providing temporary use of on-line non-downloadable software for accessing and creating reports relating to federal tax returns |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, February 23, 2024 |
| Primary Code | 036 |
| First Use Anywhere Date | Monday, May 23, 2016 |
| First Use In Commerce Date | Monday, May 23, 2016 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, February 23, 2024 |
| Primary Code | 041 |
| First Use Anywhere Date | Monday, May 23, 2016 |
| First Use In Commerce Date | Monday, May 23, 2016 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 2 - Sec. 8 - Entire Registration |
| Class Status Date | Friday, February 23, 2024 |
| Primary Code | 042 |
| First Use Anywhere Date | Monday, May 23, 2016 |
| First Use In Commerce Date | Monday, May 23, 2016 |
| Party Name | Cetera Financial Holdings, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | El Segundo, CA 90245 |
| Party Name | Cetera Financial Holdings, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | El Segundo, CA 90245 |
| Party Name | Cetera Financial Holdings, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | El Segundo, CA 90245 |
| Event Date | Event Description |
| Friday, February 23, 2024 | CANCELLED SEC. 8 (6-YR) |
| Monday, August 8, 2022 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Tuesday, November 9, 2021 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Tuesday, November 9, 2021 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, November 9, 2021 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Tuesday, November 9, 2021 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Tuesday, November 9, 2021 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Wednesday, October 3, 2018 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Tuesday, August 8, 2017 | REGISTERED-PRINCIPAL REGISTER |
| Saturday, July 1, 2017 | NOTICE OF ACCEPTANCE OF STATEMENT OF USE E-MAILED |
| Friday, June 30, 2017 | ALLOWED PRINCIPAL REGISTER - SOU ACCEPTED |
| Thursday, May 18, 2017 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, May 17, 2017 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, May 17, 2017 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, May 17, 2017 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, May 17, 2017 | NON-FINAL ACTION E-MAILED |
| Wednesday, May 17, 2017 | SU - NON-FINAL ACTION - WRITTEN |
| Saturday, April 8, 2017 | STATEMENT OF USE PROCESSING COMPLETE |
| Monday, March 27, 2017 | USE AMENDMENT FILED |
| Thursday, April 6, 2017 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Monday, March 27, 2017 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, October 4, 2016 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Tuesday, August 9, 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, August 9, 2016 | PUBLISHED FOR OPPOSITION |
| Wednesday, July 20, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, July 5, 2016 | LAW OFFICE PUBLICATION REVIEW COMPLETED |
| Tuesday, June 28, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Tuesday, May 17, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Tuesday, May 17, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, May 16, 2016 | ASSIGNED TO LIE |
| Tuesday, May 3, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, May 2, 2016 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, May 2, 2016 | NON-FINAL ACTION E-MAILED |
| Monday, May 2, 2016 | NON-FINAL ACTION WRITTEN |
| Saturday, April 30, 2016 | ASSIGNED TO EXAMINER |
| Wednesday, February 17, 2016 | NOTICE OF PSEUDO MARK E-MAILED |
| Tuesday, February 16, 2016 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Saturday, February 13, 2016 | NEW APPLICATION ENTERED |