| Serial Number | 86529660 |
| Word Mark | 1040 ANALYST |
| Filing Date | Tuesday, February 10, 2015 |
| Status | 702 - SECTION 8 & 15 - ACCEPTED AND ACKNOWLEDGED |
| Status Date | Tuesday, June 6, 2023 |
| Registration Number | 5010645 |
| Registration Date | Tuesday, August 2, 2016 |
| Mark Drawing | 4 - Illustration: Drawing with word(s) / letter(s) / number(s) in Block form |
| Published for Opposition Date | Tuesday, May 17, 2016 |
| Goods and Services | Printed materials and reports, namely, marketing and educational materials and reports in the fields of professional money management services, investment management services, investment account management services, financial planning for retirement, financial planning, estate planning, financial portfolio management, financial investment brokerage, securities brokerage, stock brokerage, insurance brokerage, and financial information; [ Printed financial services reports to financial services representatives; ] Printed materials in the nature of [ brochures, pamphlets and ] reports identifying investment and planning opportunities by using federal tax returns |
| Goods and Services | [ Investment services, namely, professional money management services, investment management services, investment account management services; investment account management services, namely, customizable brokerage accounts consisting of mutual funds and individual securities; investment account management services, namely, fund management services for high-net-worth portfolios using select mutual funds as investment vehicles for various asset classes; ] financial planning for retirement; financial planning; [ estate planning; financial portfolio management; financial investment brokerage; securities brokerage; stock brokerage services; insurance services, namely, insurance brokerage; providing financial information; ] providing information and advice in the field of professional money management services, investment management services, investment account management services, financial planning for retirement, financial planning, estate planning, financial portfolio management, financial investment brokerage, securities brokerage, stock brokerage, insurance brokerage, financial information, and investment and planning opportunities by using federal tax returns; providing financial services forms to financial services representatives distributed online, namely, providing an Internet website portal in the field of financial services for distributing financial services forms for financial services representatives; providing financial services forms to financial services representatives distributed online, namely, providing a website featuring information in the field of financial services in the nature of financial services forms for financial services representatives |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, February 24, 2015 |
| Primary Code | 016 |
| First Use Anywhere Date | Friday, March 31, 1989 |
| First Use In Commerce Date | Friday, March 31, 1989 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, February 24, 2015 |
| Primary Code | 036 |
| First Use Anywhere Date | Friday, March 31, 1989 |
| First Use In Commerce Date | Friday, March 31, 1989 |
| Party Name | AVANTAX WEALTH MANAGEMENT, INC. |
| Party Type | 31 - New Owner After Registration |
| Legal Entity Type | 03 - Corporation |
| Address | IRVING, TX 75038 |
| Party Name | H.D. Vest, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Irving, TX 75038 |
| Party Name | H.D. Vest, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Irving, TX 75038 |
| Party Name | H.D. Vest, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Irving, TX 75038 |
| Event Date | Event Description |
| Tuesday, February 24, 2015 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Friday, February 13, 2015 | NEW APPLICATION ENTERED |
| Monday, May 18, 2015 | ASSIGNED TO EXAMINER |
| Monday, November 2, 2015 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Thursday, December 3, 2015 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Wednesday, May 20, 2015 | NON-FINAL ACTION WRITTEN |
| Wednesday, May 20, 2015 | NON-FINAL ACTION E-MAILED |
| Wednesday, May 20, 2015 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, November 2, 2015 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, November 3, 2015 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, December 3, 2015 | NON-FINAL ACTION WRITTEN |
| Thursday, December 3, 2015 | NON-FINAL ACTION E-MAILED |
| Monday, February 29, 2016 | REPORT UNRESPONSIVE AMENDMENT - COMPLETED |
| Monday, February 29, 2016 | NOTICE OF UNRESPONSIVE AMENDMENT - E-MAILED |
| Monday, February 29, 2016 | NOTIFICATION OF NOTICE OF UNRESPONSIVE AMENDMENT - E-MAILED |
| Wednesday, March 16, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, January 27, 2016 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Friday, February 19, 2016 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Friday, February 19, 2016 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, February 22, 2016 | TEAS REQUEST TO DIVIDE RECEIVED |
| Monday, February 22, 2016 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Monday, February 22, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Monday, February 22, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Monday, February 29, 2016 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Monday, February 29, 2016 | ITU OFFICE ACTION ISSUED FOR DIVISIONAL REQUEST |
| Wednesday, March 16, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, March 16, 2016 | TEAS REQUEST TO DIVIDE RECEIVED |
| Thursday, March 17, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Thursday, April 7, 2016 | TEAS VOLUNTARY AMENDMENT RECEIVED |
| Friday, April 8, 2016 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Wednesday, March 16, 2016 | DIVISIONAL REQUEST RECEIVED |
| Wednesday, March 23, 2016 | DIVISIONAL PROCESSING COMPLETE |
| Friday, April 8, 2016 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Wednesday, April 27, 2016 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, May 17, 2016 | PUBLISHED FOR OPPOSITION |
| Tuesday, May 17, 2016 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, August 2, 2016 | REGISTERED-PRINCIPAL REGISTER |
| Monday, May 14, 2018 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Wednesday, February 26, 2020 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Friday, April 8, 2016 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, May 14, 2018 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Wednesday, May 15, 2019 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Monday, August 2, 2021 | COURTESY REMINDER - SEC. 8 (6-YR) E-MAILED |
| Wednesday, November 9, 2022 | TEAS SECTION 8 & 15 RECEIVED |
| Tuesday, May 23, 2023 | CASE ASSIGNED TO POST REGISTRATION PARALEGAL |
| Monday, December 18, 2023 | TEAS CHANGE OF CORRESPONDENCE RECEIVED |
| Tuesday, June 6, 2023 | REGISTERED - SEC. 8 (6-YR) ACCEPTED & SEC. 15 ACK. |
| Tuesday, June 6, 2023 | NOTICE OF ACCEPTANCE OF SEC. 8 & 15 - E-MAILED |
| Wednesday, December 6, 2023 | ASSIGNMENT OF OWNERSHIP NOT UPDATED AUTOMATICALLY |
| Monday, December 18, 2023 | TEAS CHANGE OF OWNER ADDRESS RECEIVED |
| Monday, December 18, 2023 | APPLICANT/CORRESPONDENCE CHANGES (NON-RESPONSIVE) ENTERED |
| Monday, December 18, 2023 | TEAS REVOKE/APP/CHANGE ADDR OF ATTY/DOM REP RECEIVED |
| Monday, December 18, 2023 | ATTORNEY/DOM.REP.REVOKED AND/OR APPOINTED |
| Monday, December 18, 2023 | TEAS WITHDRAWAL OF ATTORNEY RECEIVED-FIRM RETAINS |
| Saturday, August 2, 2025 | COURTESY REMINDER - SEC. 8 (10-YR)/SEC. 9 E-MAILED |