| Serial Number | 97113017 |
| Word Mark | * VAUBAN |
| Filing Date | Monday, November 8, 2021 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, May 9, 2023 |
| Registration Number | 7046239 |
| Registration Date | Tuesday, May 9, 2023 |
| Mark Drawing | 5000 - Drawing with word(s) / letter(s) / number(s) in Stylized form |
| Published for Opposition Date | Tuesday, February 21, 2023 |
| Description of Mark | The mark consists of the stylized wording VAUBAN appearing to the right of a stylized asterisk. |
| Goods and Services | Financial services, namely, financial advisory and consultancy services, financial investment brokerage services, financial portfolio analysis services, wealth management services, financial planning and investment advisory services, asset management, investment management, administration of assets and investments, clearing and reconciling financial transactions via a global computer network, investment fund transfer and transaction services, capital structuring, creating and processing financial documents in the nature of financial information processing, investment fund transfer and transaction services, none relating to the fields of real estate, provision of housing or accommodation, fund management, mortgages, insurance, banking, and construction; providing financial administration services for asset management, none relating to the fields of real estate, provision of housing or accommodation, fund management, mortgages, insurance, banking, and construction; financial services, namely, financial planning and management for stocks, bonds, securities and equities allowing third parties to set up investment vehicles; financial services, namely, coordination, within a single account, of an investment portfolio's maintenance, trading, rebalancing, and tax management needs allowing third parties to set up investment vehicles; financial services, namely, wealth management services allowing third parties to set up investment vehicles; online financial services, namely, financial planning and management for stocks, bonds, securities and equities allowing third parties to set up investment vehicles; maintenance of asset registers, namely, financial asset management for others; Digital asset administration, namely, administration of financial assets and investments; information and consultancy services relating to the aforesaid |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Business assistance relating to the formation of commercial undertakings; provision of initial company secretarial services on company formation; maintenance of asset registers, namely, inventory management and control for business purposes for others; professional business consultation relating to the setting up of businesses; online business networking services; business administration; information and consultancy services relating to the aforesaid |
| Goods and Services | Legal services relating to company formation and registration; online social networking services; information and consultancy services relating to the aforesaid |
| Goods and Services | Software as a service services featuring software for use by financial advisors for financial risk, asset, wealth, and investment management and compliance, facilitating financial investment brokerage transactions, analyzing financial portfolios for use in advisory and consulting, managing wealth, financial planning, administration of assets and investments, conducting investment fund transactions and transfers, modelling financial projections for analysis, clearing and reconciling financial transactions, capital structuring, creating and processing financial documents, conducting investment fund transactions and transfers, none relating to the field of security software solutions; Software as a service services featuring software for accessing, reading, and tracking information in the field of financial transactions; Software as a service services, featuring software for financial risk, asset, wealth, and investment management and compliance, facilitating financial investment brokerage transactions, analyzing financial portfolios for use in advisory and consulting, managing wealth, financial planning, administration of assets and investments, conducting investment fund transactions and transfers, modelling financial projections for analysis, clearing and reconciling financial transactions, capital structuring, creating and processing financial documents, none relating to the fields of real estate, provision of housing or accommodation, fund management, mortgages, insurance, banking, and construction; Software as a service services featuring software for allowing third parties to set up investment vehicles; software as a service services featuring software for the formation of commercial undertakings; software as a service services featuring software for maintaining asset registers for others; Platform as a service featuring computer software platforms for use by financial advisors for financial risk, asset, wealth, and investment management and compliance, facilitating financial investment brokerage transactions, analyzing financial portfolios for use in advisory and consulting, managing wealth, financial planning, administration of assets and investments, conducting investment fund transactions and transfers, modelling financial projections for analysis, clearing and reconciling financial transactions, capital structuring, creating and processing financial documents, conducting investment fund transactions and transfers, none relating to the field of security software solutions; Platform as a service featuring computer software platforms relating to financial services for financial risk, asset, wealth, and investment management and compliance, facilitating financial investment brokerage transactions, analyzing financial portfolios for use in advisory and consulting, managing wealth, financial planning, administration of assets and investments, modelling financial projections for analysis, clearing and reconciling financial transactions, capital structuring, creating and processing financial documents, conducting investment fund transactions and transfers, none relating to the fields of real estate, provision of housing or accommodation, fund management, mortgages, insurance, banking, and construction; Platform as a service services featuring computer software platforms for allowing third parties to set up investment vehicles; Platform as a service services featuring computer software platforms for the formation of commercial undertakings; platform as a service services featuring software platforms for maintaining asset registers for others; information and consultancy services relating to the aforesaid |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Monday, November 21, 2022 |
| Primary Code | 035 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, January 19, 2023 |
| Primary Code | 036 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Thursday, January 19, 2023 |
| Primary Code | 042 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| International Class | 045 - Legal services; security services for the protection of property and individuals; personal and social services rendered by others to meet the needs of individuals. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, November 16, 2021 |
| Primary Code | 045 |
| First Use Anywhere Date | NOT AVAILABLE |
| First Use In Commerce Date | NOT AVAILABLE |
| Party Name | Vauban Technologies Limited |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 99 - Other |
| Address | London EC2R8AE GB |
| Party Name | Vauban Technologies Limited |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 99 - Other |
| Address | London EC2R8AE GB |
| Party Name | Vauban Technologies Limited |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 99 - Other |
| Address | London EC2R8AE GB |
| Event Date | Event Description |
| Tuesday, May 9, 2023 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, May 9, 2023 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Tuesday, February 21, 2023 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, February 21, 2023 | PUBLISHED FOR OPPOSITION |
| Wednesday, February 1, 2023 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Thursday, January 19, 2023 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Thursday, January 19, 2023 | EXAMINER'S AMENDMENT ENTERED |
| Thursday, January 19, 2023 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Thursday, January 19, 2023 | EXAMINERS AMENDMENT E-MAILED |
| Thursday, January 19, 2023 | EXAMINERS AMENDMENT -WRITTEN |
| Tuesday, January 17, 2023 | PREVIOUS ALLOWANCE COUNT WITHDRAWN |
| Tuesday, December 6, 2022 | WITHDRAWN FROM PUB - OG REVIEW QUERY |
| Monday, November 21, 2022 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Monday, November 21, 2022 | EXAMINER'S AMENDMENT ENTERED |
| Monday, November 21, 2022 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Monday, November 21, 2022 | EXAMINERS AMENDMENT E-MAILED |
| Monday, November 21, 2022 | EXAMINERS AMENDMENT -WRITTEN |
| Monday, August 22, 2022 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |
| Monday, August 22, 2022 | NON-FINAL ACTION E-MAILED |
| Monday, August 22, 2022 | NON-FINAL ACTION WRITTEN |
| Thursday, August 18, 2022 | ASSIGNED TO EXAMINER |
| Tuesday, November 16, 2021 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, November 11, 2021 | NEW APPLICATION ENTERED |