
| Serial Number | 98418775 |
| Word Mark | & |
| Filing Date | Friday, February 23, 2024 |
| Status | 700 - REGISTERED |
| Status Date | Tuesday, March 11, 2025 |
| Registration Number | 7719061 |
| Registration Date | Tuesday, March 11, 2025 |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, January 21, 2025 |
| Description of Mark | The mark consists of a stylized ampersand design inside a shaded square. |
| Pseudo Mark | AND |
| Goods and Services | Financial services, namely asset management; Financial services, namely, financial management; Mutual fund investment, administration, distribution, brokerage, and investment advisory services; Investment management services with respect to mutual funds, pension accounts, IRAs, Taxable Accounts, institutional accounts, and separate accounts; Financial services, namely, assisting others with the completion of financial transactions for equities, stocks, bonds, securities, unit investment trusts, exchange traded funds and other collective investment vehicles options and debt instruments; Financial services, namely, researching, analyzing and providing information in the fields of finance, investment, financial planning, investment strategy, trading, equities, stocks, bonds, securities, investment trusts, exchange traded funds and other collective investment vehicles options and debt instruments; Financial services, namely, financial administration of stock exchange trading of equities, stocks, certificates of deposit, bonds, securities, investment trusts, exchange traded funds and other collective investment vehicles, options, futures, and debt instruments; Retirement planning and financial management; Financial services, namely, offering, administering, operating and managing financial and investment instruments; Financial research and equity research brokerage services; Providing information and advice in the fields of finance, investment, financial news, financial information, financial portfolio management, financial decision making, financial planning, financial alternative plans, investment research, investment value, investment performance, asset allocation, risk tolerance, investment time frames, investment strategy, trading, equities, stocks, bonds, securities, commodities, options, futures, debt instruments, investment trusts, exchange traded funds, and other collective investment vehicles, financial and investment instruments and financial and securities portfolios |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Business services, namely, business research, business data analysis and providing information in the fields of economics and business; Providing information and advice in the fields of economics and business |
| International Class | 035 - Advertising; business management; business administration; office functions. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, December 17, 2024 |
| Primary Code | 035 |
| First Use Anywhere Date | Tuesday, March 31, 2015 |
| First Use In Commerce Date | Tuesday, March 31, 2015 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Friday, February 23, 2024 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, March 31, 2015 |
| First Use In Commerce Date | Tuesday, March 31, 2015 |
| Party Name | Hennion & Walsh, Inc. |
| Party Type | 30 - Original Registrant |
| Legal Entity Type | 03 - Corporation |
| Address | Parsippany, NJ 07054 |
| Party Name | Hennion & Walsh, Inc. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | Parsippany, NJ 07054 |
| Party Name | Hennion & Walsh, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Parsippany, NJ 07054 |
| Event Date | Event Description |
| Friday, February 23, 2024 | NEW APPLICATION ENTERED |
| Tuesday, July 2, 2024 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Tuesday, July 2, 2024 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Thursday, September 12, 2024 | ASSIGNED TO EXAMINER |
| Tuesday, December 17, 2024 | CORRESPONDENCE RECEIVED IN LAW OFFICE |
| Tuesday, December 17, 2024 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Wednesday, December 18, 2024 | TEAS/EMAIL CORRESPONDENCE ENTERED |
| Friday, December 27, 2024 | NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED |
| Friday, December 27, 2024 | EXAMINERS AMENDMENT E-MAILED |
| Friday, December 27, 2024 | EXAMINER'S AMENDMENT ENTERED |
| Friday, December 27, 2024 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, January 15, 2025 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, January 21, 2025 | PUBLISHED FOR OPPOSITION |
| Tuesday, January 21, 2025 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, March 11, 2025 | REGISTERED-PRINCIPAL REGISTER |
| Tuesday, March 11, 2025 | NOTICE OF REGISTRATION CONFIRMATION EMAILED |
| Friday, December 27, 2024 | EXAMINERS AMENDMENT -WRITTEN |
| Friday, September 20, 2024 | NON-FINAL ACTION E-MAILED |
| Friday, September 20, 2024 | NON-FINAL ACTION WRITTEN |
| Friday, September 20, 2024 | NOTIFICATION OF NON-FINAL ACTION E-MAILED |