| Serial Number | 97978142 |
| Word Mark | OPTO |
| Filing Date | Thursday, September 1, 2022 |
| Status | 748 - STATEMENT OF USE - TO EXAMINER |
| Status Date | Tuesday, April 30, 2024 |
| Registration Number | 0000000 |
| Registration Date | NOT AVAILABLE |
| Mark Drawing | 3 - Illustration: Drawing or design which also includes word(s) / letter(s) / number(s) |
| Published for Opposition Date | Tuesday, May 16, 2023 |
| Goods and Services | Providing online non-downloadable electronic publications in the nature of newsletters, journals, articles, and blogs in the field of alternative investments |
| Description of Mark | The mark consists of the stylized wording "OPTO" to the right of a stylized square design. |
| Goods and Services | Downloadable electronic publications in the nature of newsletters, journals, articles, pamphlets, and email newsletters in the field of alternative investments |
| Goods and Services | Printed publications, namely, newsletters, journals, articles, and pamphlets in the field of alternative investments |
| Goods and Services | Financial advisory and consultancy services, namely, education, research, and guidance on alternative investments; Financial information provided by electronic means in the field of alternative investments, namely, videos and articles on developments and innovations in private market opportunities, interactive tools for learning about portfolio exposure and the role that alternatives can play in increasing return or decreasing risk, primers on individual asset classes and sectors, and interviews with fund managers and financial experts who will share their viewpoints; Financial investment in the field of alternative investments, custom fund products developed independently or with partners, retirement accounts, and alternative investments pre-secured for allocation to registered investment advisors; Funds investment; Investment advisory services; Investment management in the fields of alternative investments and custom fund products; Providing financial information services to registered investment advisors, specifically education, research, and guidance on alternative investments |
| Indication of Colors claimed | Color is not claimed as a feature of the mark. |
| Goods and Services | Providing a website featuring non-downloadable software for registered investment advisors to access, learn about, navigate, properly allocate, transact in, and communicate about alternative investment products |
| International Class | 009 - Scientific, nautical, surveying, photographic, cinematographic, optical, weighing, measuring, signalling, checking (supervision), life-saving and teaching apparatus and instruments; apparatus and instruments for conducting, switching, transforming, accumulating, regulating or controlling electricity; apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers, recording discs; automatic vending machines and mechanisms for coin operated apparatus; cash registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus. |
| US Class Codes | 021, 023, 026, 036, 038 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, September 20, 2022 |
| Primary Code | 009 |
| First Use Anywhere Date | Tuesday, December 19, 2023 |
| First Use In Commerce Date | Tuesday, December 19, 2023 |
| International Class | 016 - Paper, cardboard and goods made from these materials, not included in other classes; printed matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes; artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and teaching material (except apparatus); plastic materials for packaging (not included in other classes); printers' type; printing blocks. |
| US Class Codes | 002, 005, 022, 023, 029, 037, 038, 050 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, September 20, 2022 |
| Primary Code | 016 |
| First Use Anywhere Date | Tuesday, December 19, 2023 |
| First Use In Commerce Date | Tuesday, December 19, 2023 |
| International Class | 036 - Insurance; financial affairs; monetary affairs; real estate affairs. |
| US Class Codes | 100, 101, 102 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, September 20, 2022 |
| Primary Code | 036 |
| First Use Anywhere Date | Tuesday, September 20, 2022 |
| First Use In Commerce Date | Tuesday, September 20, 2022 |
| International Class | 041 - Education; providing of training; entertainment; sporting and cultural activities. |
| US Class Codes | 100, 101, 107 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, September 20, 2022 |
| Primary Code | 041 |
| First Use Anywhere Date | Tuesday, September 20, 2022 |
| First Use In Commerce Date | Tuesday, September 20, 2022 |
| International Class | 042 - Scientific and technological services and research and design relating thereto; industrial analysis and research services; design and development of computer hardware and software. |
| US Class Codes | 100, 101 |
| Class Status Code | 6 - Active |
| Class Status Date | Tuesday, September 20, 2022 |
| Primary Code | 042 |
| First Use Anywhere Date | Tuesday, March 19, 2024 |
| First Use In Commerce Date | Tuesday, March 19, 2024 |
| Party Name | OPTO INVESTMENTS, INC. |
| Party Type | 20 - Owner at Publication |
| Legal Entity Type | 03 - Corporation |
| Address | AUSTIN, TX 78704 |
| Party Name | OPTO INVESTMENTS, INC. |
| Party Type | 11 - New Owner Before Publication |
| Legal Entity Type | 03 - Corporation |
| Address | AUSTIN, TX 78704 |
| Party Name | Lonsdale Investment Technology, Inc. |
| Party Type | 10 - Original Applicant |
| Legal Entity Type | 03 - Corporation |
| Address | Austin, TX 78704 |
| Event Date | Event Description |
| Monday, September 5, 2022 | NEW APPLICATION ENTERED |
| Tuesday, September 20, 2022 | NEW APPLICATION OFFICE SUPPLIED DATA ENTERED |
| Wednesday, September 21, 2022 | NOTICE OF DESIGN SEARCH CODE E-MAILED |
| Wednesday, January 25, 2023 | AUTOMATIC UPDATE OF ASSIGNMENT OF OWNERSHIP |
| Thursday, March 30, 2023 | ASSIGNED TO EXAMINER |
| Tuesday, April 11, 2023 | APPROVED FOR PUB - PRINCIPAL REGISTER |
| Wednesday, April 26, 2023 | NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED |
| Tuesday, May 16, 2023 | PUBLISHED FOR OPPOSITION |
| Tuesday, May 16, 2023 | OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED |
| Tuesday, July 11, 2023 | NOA E-MAILED - SOU REQUIRED FROM APPLICANT |
| Thursday, December 21, 2023 | SOU TEAS EXTENSION RECEIVED |
| Thursday, December 21, 2023 | SOU EXTENSION 1 FILED |
| Thursday, December 21, 2023 | SOU EXTENSION 1 GRANTED |
| Saturday, December 23, 2023 | NOTICE OF APPROVAL OF EXTENSION REQUEST E-MAILED |
| Wednesday, March 27, 2024 | TEAS REQUEST TO DIVIDE RECEIVED |
| Wednesday, March 27, 2024 | DIVISIONAL REQUEST RECEIVED |
| Wednesday, March 27, 2024 | USE AMENDMENT FILED |
| Wednesday, March 27, 2024 | TEAS STATEMENT OF USE RECEIVED |
| Tuesday, April 16, 2024 | CASE ASSIGNED TO INTENT TO USE PARALEGAL |
| Thursday, April 25, 2024 | ITU OFFICE ACTION ISSUED FOR DIVISIONAL REQUEST |
| Friday, April 26, 2024 | CORRECTED NOA E-MAILED |
| Friday, April 26, 2024 | TEAS RESPONSE TO OFFICE ACTION RECEIVED |
| Tuesday, April 30, 2024 | DIVISIONAL PROCESSING COMPLETE |
| Tuesday, April 30, 2024 | STATEMENT OF USE PROCESSING COMPLETE |
| Wednesday, May 1, 2024 | NOTICE OF DESIGN SEARCH CODE E-MAILED |